HomeMy WebLinkAboutECS-Compliance-Checklists-v2.1ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
Version 2.1 February 2023 Page 1 of 7
Contents
Page 1 – Overview, Building Information
Compliance Checklists for Prescriptive Compliance Path/Easy Path
Page 2 – Commercial Buildings
Page 3 – Residential Buildings
Compliance Checklists for Performance-Based Compliance Path/Whole Building Path
Page 4 – Commercial Buildings
Page 6 – Residential Buildings
Overview
The checklists contained in this document are intended to help applicant teams and municipal staff plan for and
assess compliance with the Energy Code Supplement (ECS). Please attach any calculations or other materials
needed to verify information entered in this document. Additional information can be found in ECS Section 601
Compliance Documentation.
Only basic information is provided here; the full ECS document should be referred to for detailed requirements.
In addition, the ECS Reference Manual is intended to help understand and use the ECS; it contains non-essential
information such as background information and commentary.
The Energy Code Supplement applies to new construction, additions, and major renovations as described in
Section 202.1 Applicability.1
Section 202.2 Compliance provides additional compliance details for commercial, residential, and mixed-use
buildings, including additions and major renovations.
Previously planned enhanced requirements to the ECS went into effect January 1, 2023. These changes are
described in sections C404 and R504.
Building Information
To be completed by applicant.
Property Address: ____________________________________________________________________________
This property is (check one box only, see definitions in ECS)
☐ Residential
☐ Commercial
The following compliance path will be used (check one box only)
☐ Prescriptive Compliance Path/Easy Path
☐ Performance-Based Compliance Path/Whole Building Path
1 In the Town of Ithaca version of the Energy Code Supplement, all section numbers identified in this document are
preceded by “144-.”
ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
Version 2.1 February 2023 Page 2 of 7
PRESCRIPTIVE COMPLIANCE PATH/EASY PATH - COMMERCIAL BUILDINGS
Projects must earn at least 12 points. ECS document should be consulted for complete requirements.
Applicant fills out "points proposed" column. Code Enforcement Officer fills out "points awarded" column.
Cate-
gory Improvement Code
Section
Points
Available
Points
Proposed
Points
Awarded Summary of Requirements
EE1 Heat pumps for space
heating C402.2.1 4 - 6 4 points for air source heat pumps.
6 points for ground source heat pumps.
EE2 Heat pumps for service
water heating C402.2.2 2 2 points for water heating systems that use heat
pumps.
EE3 Commercial cooking
electrification C402.2.3 6
6 points for electric cooking equipment in
commercial kitchens. Prerequisite: no fossil fuel
use in the building.
AI1 Smaller building/room size C402.3.1 1 - 2 Up to 2 points for smaller room sizes. Available
for Hotel and Residential portions only.
AI2 Heating systems in heated
space C402.3.2 1 1 point for installing heating systems in directly
heated spaces.
AI3 Efficient building shape C402.3.3 1
1 point if exterior surface area divided by
directly heated floor area is less than the
maximum allowed value.
AI4 Right-lighting C402.3.4 1 1 point for reducing overlighting and
implementing other lighting improvements.
AI5 Modest window-to-wall
ratio C402.3.5 1 1 point for overall window-to-wall ratio less
than 20%. Individual spaces may exceed 20%.
RE1 Renewable energy systems C402.4.1 1 - 6 Up to 6 points for on-site or off-site renewable
energy systems.
RE2 Biomass systems C402.4.2 3 3 points for biomass space heating systems.
OP1 Development density C402.5.1 1 1 point for achieving sufficient development
density on the building parcel.*
OP2 Walkability C402.5.2 1 1 point if the building meets the walkability
criteria.*
OP3 Electric Vehicle Parking
Spaces C402.5.3 1 - 2 Up to 2 points for installing electric vehicle
parking spaces and related infrastructure.*
OP4 Adaptive reuse C402.5.4 1 1 point for substantial re-purpose of existing
building.
OP5 Meet NY Stretch Code C402.5.5 1 1 point for complying with NYStretch Energy
Code
OP6 Custom energy
improvement C402.5.6 1 - 2 Up to 2 points for reduction in energy use.
* Note: A maximum of three points total may be earned for points OP1, OP2, and OP3 combined.
EFFICIENT ELECTRIFICATION
AFFORDABILITY IMPROVEMENTS
RENEWABLE ENERGY
OTHER POINTS
TOTAL POINTS
ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
Version 2.1 February 2023 Page 3 of 7
PRESCRIPTIVE COMPLIANCE PATH/EASY PATH - RESIDENTIAL BUILDINGS
Projects must earn at least 12 points. ECS document should be consulted for complete requirements.
Applicant fills out "points proposed" column. Code Enforcement Officer fills out "points awarded" column.
Cate-
gory Improvement Code
Section
Points
Available
Points
Proposed
Points
Awarded Summary of Requirements
EE1 Heat pumps for space
heating R502.2.1 6 - 10 6 points for air source heat pumps.
10 points for ground source heat pumps.
EE2 Heat pumps for service
water heating R502.2.2 2 2 points for water heating systems that use heat
pumps.
EE3 Commercial cooking
electrification R502.2.3 6
6 points for electric cooking equipment in
commercial kitchens. Prerequisite: no fossil fuel
use in the building.
EE4 Residential cooking and
clothes drying electrification R502.2.4 2
2 point for electric stoves and ventless heat
pump clothes dryers. Prerequisite: no fossil fuel
use in the building.
AI1 Smaller building/room size R502.3.1 1 - 2 Up to 2 points for smaller room sizes. Available
for Hotel and Residential portions only.
AI2 Heating systems in heated
space R502.3.2 1 1 point for installing heating systems in directly
heated spaces.
AI3 Efficient building shape R502.3.3 1
1 point if exterior surface area divided by
directly heated floor area is less than the
maximum allowed value.
AI5 Modest window-to-wall
ratio R502.3.4 1 1 point for overall window-to-wall ratio less
than 20% (individual spaces may exceed 20%).
RE1 Renewable energy systems R502.4.1 1 - 6 Up to 6 points for on-site or off-site renewable
energy systems.
RE2 Biomass systems R502.4.2 5 5 points for biomass space heating systems.
OP1 Development density R502.5.1 1 1 point for achieving sufficient development
density on the building parcel.*
OP2 Walkability R502.5.2 1 1 point if the building meets the walkability
criteria.*
OP3 Electric Vehicle Parking
Spaces R502.5.3 1 - 2 Up to 2 points for installing electric vehicle
parking spaces and related infrastructure.*
OP4 Adaptive reuse R502.5.4 1 1 point for substantial re-purpose of existing
building.
OP5 Meet NY Stretch Code R502.5.5 2 2 points for complying with NYStretch Energy
Code
OP6 Custom energy
improvement R502.5.6 1 - 2 Up to 2 points for reduction in energy use.
* Note: A maximum of three points total may be earned for points OP1, OP2, and OP3 combined.
EFFICIENT ELECTRIFICATION
AFFORDABILITY IMPROVEMENTS
RENEWABLE ENERGY
OTHER POINTS
TOTAL POINTS
ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
Version 2.1 February 2023 Page 4 of 7
PERFORMANCE-BASED COMPLIANCE PATH/WHOLE BUILDING PATH - COMMERCIAL BUILDINGS
Buildings must comply using one of the performance-based options summarized below. Applicant: check boxes
in left-hand column showing intended design, construction, and documentation requirements that will be met.
Code Enforcement Officer: check boxes in right-hand column verifying completed requirements.
C403.2 and C404.6.1 LEED-based and Energy Calculation-based Compliance
Design and Construction Requirements
Buildings shall meet the design requirements of one of the following:
☐ ☐ LEED v4 for Building Design + Construction, 17 LEED points total in the Optimize Energy Performance credit
and the Renewable Energy Production credit of the Energy and Atmosphere section AND the building shall earn
seven points from the ECS Prescriptive Compliance Path/Easy Path, not including AI4 Right-Lighting or OP5 Meet
NYStretch Code.
☐ ☐ 80% savings relative to ASHRAE Standard 90.1-2013 or 92% savings relative to ASHRAE Standard 90.1-2010.
Documentation Requirements
Documentation shall include either:
☐ ☐ Design approval by GBCI
OR both of the following:
☐ ☐ Complete input and output reports of the energy model.
☐ ☐ Approval of the energy model by NYSERDA, U.S. Department of Energy, Energize NY, or another agency
approved by the Code Enforcement Officer.
Note: LEED certification is NOT required.
C403.3 Passive House-based Compliance
Design and Construction Requirements
Buildings shall meet the design requirements of one of the following:
☐ ☐ PHIUS+ Passive Building Standard from Passive House Institute US.
☐ ☐ Passive House Classic Standard from Passive House Institute.
Documentation Requirements
Documentation shall include at least one of the following:
☐ ☐ Pre-certification letter from an Accredited Passive House Certifier. All documentation used to show
achievement of the requirements. Note: Certification is not required for this option.
☐ ☐ Documentation of Passive House certification.
ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
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C403.4 and C404.6.2 Greenhouse Gas Emissions Calculation-based Compliance
Design and Construction Requirements
Buildings shall meet the design requirements of all of the following:
☐ ☐ The building shall demonstrate a reduction in GHG emissions of not less than 80% as compared to the
baseline building. GHG emissions reductions shall be shown through energy modeling that complies with
Appendix G of ASHRAE Standard 90.1-2013.
☐ ☐ All requirements of ECS provisions C403.4.1 through C403.4.6 and C404.6.2 must be satisfied. These
provisions are too detailed to summarize here.
Documentation Requirements
Documentation shall include all of the following:
☐ ☐ A report, signed and stamped by an accredited third-party energy professional, showing the results of all
calculations, assumptions, inputs, and outputs for the energy model
☐ ☐ A letter, signed and stamped by an accredited third-party energy professional, stating that proposed total
GHG emissions for the building are at least 80% less than the GHG emissions of the baseline building.
The City/Town reserves the right to require additional documentation and/or additional third-party review and
analysis by a consultant selected by the City/Town, at the expense of the applicant. All such documentation shall
be submitted, and fee shall be paid, prior to issuance of a building permit.
C403.5 Greenhouse Gas Emissions Calculation-based Compliance for Additions
May only be used for additions that are showing compliance together with the existing building.
Design and Construction Requirements
Buildings shall meet the design requirements of all of the following:
☐ ☐ The addition and the existing building, together as a whole, shall be shown to have lower total GHG
emissions than the original existing building.
☐ ☐ Current and proposed GHG emissions shall be calculated following the requirements of the GHG Emissions
Calculation Method (C403.4).
Documentation Requirements
Documentation shall include all of the following:
☐ ☐ An energy study of the existing building that includes energy use from at least 12 consecutive months of
the most recent 24 months at the time of building permit application.
☐ ☐ An energy study that shows anticipated energy use for the new addition and modified existing building.
☐ ☐ A report, signed and stamped by an accredited energy professional, showing the results of all calculations,
assumptions, inputs, and outputs for the energy model.
☐ ☐ A letter, signed and stamped by an accredited third-party energy professional, stating that proposed total
GHG emissions for the building and addition together are less than the GHG emissions for the existing building.
The City/Town reserves the right to require additional documentation and/or additional third-party review and
analysis by a consultant selected by the City/Town, at the expense of the applicant. All such documentation shall
be submitted, and fee shall be paid, prior to issuance of a building permit.
ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
Version 2.1 February 2023 Page 6 of 7
PERFORMANCE-BASED COMPLIANCE PATH/WHOLE BUILDING PATH - RESIDENTIAL BUILDINGS
Buildings must comply using one of the performance-based options summarized below. Applicant: check boxes
in left-hand column showing intended design, construction, and documentation requirements that will be met.
Code Enforcement Officer: check boxes in right-hand column verifying completed requirements.
R503.2 and R504.6.1 Energy Rating Index-based Compliance
May only be used for residential buildings of not more than three stories.
Design and Construction Requirements
☐ ☐ The building shall comply with all requirements of Subsection R406 Energy Rating Index Compliance
Alternative of the 2020 Energy Conservation Construction Code of NYS (ECCCNYS R406). Where the ECS
requirements are more stringent than the requirements of ECCCNYS R406, ECS requirements shall prevail.
In addition, the building shall meet the design requirements of one of the following:
☐ ☐ The rated design shall be shown to have an Energy Rating Index (ERI) less than or equal to 20 when
compared to the ERI reference design OR
☐ ☐ The rated design shall be shown to have an Energy Rating Index (ERI) less than or equal to 40 when
compared to the ERI reference design AND the building shall earn seven points from the ECS Prescriptive
Compliance Path/Easy Path, not including AI4 Right-Lighting or OP5 Meet NYStretch Code.
Documentation Requirements
☐ ☐ Compliance documentation shall be submitted as detailed in ECCCNYS R406.
R503.3 and R504.6.2 National Green Building Standard-based compliance
Design and Construction Requirements
Buildings shall meet the design requirements of all of the following:
☐ ☐ Using the National Green Building Standard (NGBS), the building shall earn no less than 80 NGBS Energy
Efficiency points. NGBS certification is not necessary.
☐ ☐ The building shall earn seven points from the ECS Prescriptive Compliance Path/Easy Path, not including
AI4 Right-Lighting or OP5 Meet NYStretch Code.
Documentation Requirements
☐ ☐ The design professional or energy professional documenting compliance will provide a signed statement
that the design meets the requirements of this subsection, and documentation showing compliance.
R503.4 Passive House-based Compliance
Design and Construction Requirements
Buildings shall meet the design requirements of one of the following.
☐ ☐ PHIUS+ Passive Building Standard from Passive House Institute US
☐ ☐ Passive House Classic Standard from Passive House Institute
Documentation Requirements
Documentation shall include at least one of the following:
☐ ☐ Pre-certification letter from an Accredited Passive House Certifier. All documentation used to show
achievement of the requirements. Note: Certification is not required for this option.
☐ ☐ Documentation of Passive House certification.
ENERGY CODE SUPPLEMENT - COMPLIANCE CHECKLISTS
Version 2.1 February 2023 Page 7 of 7
R503.5 and R504.6.3 Greenhouse Gas Emissions Calculation-based Compliance
Design and Construction Requirements
Buildings shall meet the design requirements of all of the following:
☐ ☐ The building shall demonstrate a reduction in GHG emissions of not less than 80% as compared to the
baseline building. GHG emissions reductions shall be shown through energy modeling that complies with
Appendix G of ASHRAE Standard 90.1-2013 (for residential buildings four stories and greater and all mixed-use
buildings classified as residential) or RESNET-HERS (for residential buildings of not more than three stories).
☐ ☐ All requirements of ECS provisions R503.5.1 through R503.5.6 and R504.6.3 must be satisfied. These
provisions are too detailed to summarize here.
Documentation Requirements
Documentation shall include all of the following:
☐ ☐ A report, signed and stamped by an accredited third-party energy professional, showing the results of all
calculations, assumptions, inputs, and outputs for the energy model
☐ ☐ A letter, signed and stamped by an accredited third-party energy professional, stating that proposed total
GHG emissions for the building are at least 80% less than the GHG emissions of the baseline building.
The City/Town reserves the right to require additional documentation and/or additional third-party review and
analysis by a consultant selected by the City/Town, at the expense of the applicant. All such documentation shall
be submitted, and fee shall be paid, prior to issuance of a building permit.
R503.6 Greenhouse Gas Emissions Calculation-based Compliance for Additions
May only be used for additions that are showing compliance together with the existing building.
Design and Construction Requirements
Buildings shall meet the design requirements of all of the following:
☐ ☐ The addition and the existing building, together as a whole, shall be shown to have lower total GHG
emissions than the original existing building.
☐ ☐ Current and proposed GHG emissions shall be calculated following the requirements of the GHG Emissions
Calculation Method (R503.5).
Documentation Requirements
Documentation shall include all of the following:
☐ ☐ An energy study of the existing building that includes energy use from at least 12 consecutive months of
the most recent 24 months at the time of building permit application.
☐ ☐ An energy study that shows anticipated energy use for the new addition and modified existing building.
☐ ☐ A report, signed and stamped by an accredited energy professional, showing the results of all calculations,
assumptions, inputs, and outputs for the energy model, and
☐ ☐ A letter, signed and stamped by an accredited third-party energy professional, stating that proposed total
GHG emissions for the building and addition together are less than the GHG emissions for the existing building.
The City/Town reserves the right to require additional documentation and/or additional third-party review and
analysis by a consultant selected by the City/Town, at the expense of the applicant. All such documentation shall
be submitted, and fee shall be paid, prior to issuance of a building permit.