HomeMy WebLinkAbout470402-001Aurora R. Valenti
TOMPKINS COUNTY CLERK
320 North Tioga Street
Ithaca, NY 14850
607-274-5431
Fax: 607-274-5445
No. of Pages: 6
Receipt No. 470402
DATE: 03/24/2005
Time: 03:02 PM
Document Type: MISC RECORDS
INSTRUMENT NUMBER
*470402-001*
Delivered By: ITHACA TOWN OF
Return To:
ITHACA TOWN OF
Parties To Transaction: PUBLIC INTEREST ORDER
Deed Information
Consideration:
Transfer Tax:
RETT No:
State of New York
Tompkins County Clerk
Mort -gage Information
Mortgage Amount
Basic Mtge. Tax:
Special Mtge. Tax:
Additional Mtge. Tax:
Mortgage Serial No.:
This sheet constitutes the Clerk endorsement required by Section 316 A(5) & Section 319 of the Real
Property Law of the State of New York. DO NOT DETACH
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SPECIAL MEETING OF THE ITHACA TOWN BOARD
MONDAY, MARCH 15, 2004
TB RESOLUTION NO. 2004-058: PUBLIC INTEREST ORDER AND BOND
RESOLUTION, In The Matter of the Proposed Phosphorus Removal Project for the
Sewage Treatment Plant in The City of Ithaca Serving the Town of Ithaca to be
known as the Joint Sewage` Treatment Plant Phosphorus Removal Improvement
Project for the Town of Ithaca, Tompkins County, New York Pursuant to Article 12-c
of The Town Law
At a special meeting of the Town Board of the Town of Ithaca, Tompkins County, held at
the Town Hall, 215 North Tioga Street, in the City of Ithaca, New York, on the 15th day of
March, 2004, at 7:00 o'clock p.m. prevailing time.
PRESENT: Supervisor Catherine Valentino
Councilperson Carolyn Grigorov
Councilperson William Lesser
Councilperson Will Burbank
Councilperson Herbert Engman
Councilperson Peter Stein
ABSENT: Councilperson Sandra Gittelman
WHEREAS, the Town Board of the Town of Ithaca by Public Interest Order adopted
on June 9, 2003, authorized, subject to a permissive referendum, the expenditure of up to
$1,681,800.50 as the Town's contribution towards the $4,115,000 cost of constructing a
phosphorus removal facility at the joint sewage treatment plant in the City of Ithaca
managed by the City jointly with the Towns of Ithaca and Dryden (the "Joint Sewage
Treatment Plant Phosphorus Removal Improvement Project" sometimes also referred to as
the "Improvement") which Improvement is more fully described in the Public Interest Order
adopted June 9, 2003, which description is incorporated into this resolution as if fully set
forth herein; and
WHEREAS, thereafter on September 22, 2003, the Town Board authorized,
again subject to a permissive referendum, an increase in the total project cost of $333.500
and an increase in the Town's share of $136,301.45 as a result of the receipt of bids in
amounts in excess of the previously budgeted construction costs; and
WHEREAS, no referendum was requested with respect to either of said
authorizations; and
WHEREAS, after receipt of the bids, the Town was unwilling to contract for the
project until the State of New York and provided adequate evidence of the funds it was
going to provide for the project, which evidence was not received until after the 45 day
period in which the bids needed to be accepted; and
WHEREAS, the lowest responsible bidder is unwilling now execute a contract at its
bid price and it has become necessary to rebid the project; and
WHEREAS, the Engineering reports and estimates indicate there is a need to
further increase the overall project estimate by $1,057,672 to a total cost of $5,506,172 to
cover anticipated additional costs and contingencies resulting from the re -bidding; and
WHEREAS, as a result of the increase in the overall cost of the project, the Town's
share of such costs would increase by $431,898.05 to a total cost of $2,250,000.00; and
WHEREAS, a supplement to the plan, report and map prepared by Stearns and
Wheler, Professional Engineers, relating to the increase in the cost of such improvement,
has been duly prepared in such manner and in such detail as heretofore has been
determined by the Town Board of the Town of Ithaca, Tompkins County, New York, and
has been filed in the office of the Town Clerk where it is available for public inspection, and
a further supplement to such Stearns an Wheler report has been similarly prepared and
filed by Daniel Walker, Professional Engineer, setting forth further information pertaining to
such increase; and,
WHEREAS, the area of said Town determined to be benefitted by said Joint
Sewage Treatment Plant Phosphorus Removal Improvement Project consists of the entire
area of said Town excepting therefrom the area contained within the Village of Cayuga
Heights, and
WHEREAS, the Town Board of the Town of Ithaca duly adopted an order on March
1, 2004, calling a public hearing to consider the authorization of the expenditure of the
increased amounts for the Improvement, and to hear all persons interested in the subject
thereof, all in accordance with the provisions of Section 209-q of the Town Law and
applicable provisions of the General Municipal Law; and
WHEREAS, notice of said public hearing was duly posted and published as required
by law; and
WHEREAS, said public hearing was duly held at the place and at the time aforesaid
and all persons interested in the subject thereof were heard concerning the same; and
WHEREAS, the Improvement was previously determined to be an "Unlisted Action"
pursuant to the laws and regulations of the Town of Ithaca adopted pursuant to the State
Environmental Quality Review Act and the regulations of the New York State Department
of Environmental Conservation promulgated thereunder, the implementation of which as
proposed, the Town Board determined on June 9, 2003, would not result in any significant
environmental effects; and
WHEREAS, the scope and nature of the project has not changed from that which
existed at the time of the negative determination of environmental significance, only the
cost, and thus the increase in the expenditure for the project does not result in any change
that would require additional environmental review; and
WHEREAS, it is now desired to authorize the increase in expenditures for the
project;
NOW, THEREFORE, BE IT RESOLVED AND ORDERED by the Town Board of the
Town of Ithaca as follows:
Section 1. It is hereby determined that it is in the public interest to make the
improvement hereinafter described at the increased cost hereinafter set forth, and
such sewer improvement at such increased cost is hereby authorized. The
proposed area hereby determined to be benefitted by said Joint Sewage Treatment
Plant Phosphorus Removal Improvement Project is all of the Town of Ithaca outside
of the Village of Cayuga Heights.
Section 2. The Improvement shall consist of construction and installation of
a tertiary high rate settling process and associated reinforced concrete structure on
piles at the end of the current process stream, adjacent to the final effluent channel
at the sewage treatment plant located at 525 Third Street, Ithaca, New York,
operated jointly for the benefit of the City of Ithaca and the Towns of Ithaca and
Dryden, together with associated controls, piping, and other structures.
Section 3. The Town of Ithaca, subject to the approval of the voters of the
Town of Ithaca if a referendum is requested, hereby authorizes an increase in the
expenditure by the Town for its share of the cost of such previously authorized
Improvement of $431,898.05, making the total maximum amount authorized to be
paid by the Town towards the cost of such Improvement $2,250,000.00, as the
Town's share of the jointly funded project cost of $5,506,172.00 for the construction,
installation, and equipping of such project and the payment of all costs incident
thereto, including architects fees, consulting fees, attorneys fees, bidding costs and
any other related costs, all of said actions being hereinafter collectively referred to
as the "Project" and all of such actions being authorized pursuant to Section 209-q
of the Town Law.
Section 4. $5,506,172 is now estimated as the maximum cost for Project
and $2,250,000.00 is estimated as the maximum amount of the Town's share of the
cost of the Project.
Section 5. The plan for the financing of the Town's share of the costs of the
Project consists of the issuance of General Obligation Bonds of the Town in the
principal sum of not more than $2,250,000, to be issued pursuant to the Local
Finance Law for costs of the Project, the issuance of which bonds is hereby
authorized subject to the approval of the voters of the Town of Ithaca if a
referendum related to such issuance or Project is requested.
Section 6. It is hereby determined that the period of probable usefulness of the
aforesaid specific objects or purposes is 40 years, pursuant to Subdivision 4 of
Paragraph a of Section 11.00 of the Local Finance Law. It is further determined that
the maximum maturity of the serial bonds herein authorized will exceed five years_
Section 7. The full faith and credit of said Town of Ithaca, Tompkins County, New
York, are hereby irrevocably pledged to the payment of the principal of and interest
on said bonds as the same respectively become due and payable. An annual
appropriation shall be made in each year sufficient to pay the principal of and
interest on such bonds becoming due and payable in such year. There shall be
annually apportioned and assessed upon the several lots and parcels of land
especially benefitted by the improvement in proportion to the amount of benefit
which the improvement shall confer upon the same, an amount sufficient to pay the
principal and interest on such bonds as the same become due and payable. In the
event the collection of such assessments shall be less than the amount required to
pay the principal and interest of such obligations as they shall become due, the
Town Board shall direct that surplus moneys not otherwise appropriated be applied.
Section 8. Such bonds shall be in fully registered form and shall be signed in the
name of the Town of Ithaca, New York, by the manual or facsimile signature of its
Supervisor, and a facsimile of its corporate seal shall be imprinted thereon and
attested by the manual or facsimile signature of its Town Clerk.
Section 9. The powers and duties of advertising such bonds for sale, conducting
the sale and awarding the bonds, are hereby delegated to the Town Supervisor,
who shall advertise such bonds for sale, conduct the sale, and award the bonds in
such manner as he or she shall deem best for the interests of said Town, provided,
however, that in the exercise of these delegated powers, he or she shall comply
fully with the provisions of the Local Finance Law and any order or rule of the State
Comptroller applicable to the sale of municipal bonds. The receipt of the Supervisor
shall be a full acquittance to the purchaser of such bonds, who shall not be obliged
to see to the application of the purchase money.
Section 10. Subject to the provisions of the Local Finance Law, the power to
authorize the issuance of, and to sell, bond anticipation notes in anticipation of the
issuance and sale of the serial bonds herein authorized, including renewals of such
notes, is hereby delegated to the Supervisor, the Chief Fiscal Officer. Such notes
shall be of such terms, form and contents, and shall be sold in such manner as may
be prescribed by said Supervisor, consistent with the provisions of the Local
Finance Law.
Section 11. All other matters, except as otherwise specifically provided herein,
relating to such bonds, including determining whether to issue such serial bonds
having substantially level or declining debt service and all matters related thereto,
prescribing whether manual or facsimile signatures shall appear on said bonds,
prescribing the method for the recording of ownership of said bonds, appointing the
fiscal agent or agents for said bonds, providing for the printing and delivery of said
bonds (and if said bonds are to be executed in the name of the Town by the
facsimile signature of the Supervisor, providing for the manual countersignature of a
fiscal agent or of a designated official of the Town), the date, denominations,
maturities and interest payment dates, place or places of payment, and also
including the consolidation with other issues, shall be determined by the Supervisor.
It is hereby determined that it is to the financial advantage of the Town of Ithaca not
to impose and collect from registered owners of such serial bonds any charges for
mailing, shipping and insuring bonds transferred or exchanged by the fiscal agent,
and accordingly, pursuant to paragraph c of Section 70.00 of the Local Finance
Law, no such charges shall be so collected by the fiscal agent. Such bonds shall
contain substantially the recital of validity clause provided for in Section 52.00 of the
Local Finance Law and shall otherwise be in such form and contain such recitals in
addition to those required by Section 52.00 of the Local Finance Law, as the Town
Supervisor shall determine.
Section 12. The Supervisor is hereby delegated the authority to designate, on
behalf of this Board, any bond issued pursuant to this Public Interest Order and
Bond Resolution to be a "qualified tax-exempt obligation" pursuant to Section
265(b)(3)(B) of the United States Internal Revenue Code of 1986 as amended from
time to time.
Section 13. This resolution shall constitute a statement of official intent for
purposes of Treasury Regulations Section 1.150-1. Other than as specified in this
resolution, no moneys are, or are reasonably expected to be, reserved, allocated on
a long-term basis, or otherwise set aside with respect to the permanent funding of
the object or purpose described herein.
Section 14. The validity of such bonds may be contested only if:
1. Such bonds are authorized for an object or purchase for which said Town
is not authorized to expend money, or
2. The provisions of law which should be complied with at the date of
publication of this resolution are not substantially complied with,
and an action, suit or proceeding contesting such validity is commenced within 20
days after the date of publication, or
3. Such bonds are authorized in violation of the provision of the Constitution.
Section 13. It is hereby determined that the estimated expense of the aforesaid
improvement exceeds 1/1 Oth of 1 % of the full valuation of the taxable real property
in the area of said Town outside of Villages and, therefore, in accordance with the
provisions of subdivision 13 of Section 209-q of the Town Law, the Town
Supervisor, with the assistance of the Town Engineer and the Attorney for the
Town, is authorized and requested to seek the permission of the State Comptroller
for such improvement, and no bonds are to be issued until such approval is
received.
Section 15. Pursuant to subdivision 6(d) of Section 209-q of the Town Law, the
Town Clerk is hereby directed and ordered to cause a certified copy of this
resolution to be duly recorded within 10 days of the date of adoption in the Office of
the Clerk of the County of Tompkins, which when so recorded, shall be presumptive
evidence of the regularity of the proceedings and action taken by the Town Board in
relation to the aforesaid improvement.
Section 16. Within 10 days after the adoption of this resolution by the Town
Board, the Town Clerk shall, as set forth in Section 90 of the Town Law, post and
publish a notice which shall set forth the date of the adoption of this resolution and
contain an abstract of this resolution, concisely stating the purpose and effect
thereof. Such notice shall specify that such resolution was adopted subject to a
permissive referendum.
Section 17. If no referendum is requested, or if requested, a referendum is held and
the referendum approves the resolution, this resolution, or a summary thereof, shall
be published by the Town Clerk of the Town of Ithaca, together with a notice in
substantially the form prescribed, and containing the information required, by
Section 81.00 of said Local Finance Law, such publication to be in the Ithaca
Journal, a newspaper published in the City of Ithaca and having a general
circulation within such Town.
Section 18. This resolution shall take effect immediately, unless a referendum is
requested, in which event it shall take effect, if approved at such referendum, upon
such approval.
Section 19. This resolution is adopted subject to a permissive referendum pursuant
to Town Law Section 209-q and Local Finance Law Section 35.
The question of adoption of the foregoing resolution and public interest order was,
upon motion made by Councilperson Lesser, and seconded by Councilperson Engman,
duly put to a vote on a roll call, which resulted as follows:
Supervisor Valentino
Councilperson Grigorov
Councilperson Lesser
Councilperson Burbank
Councilperson Engman
Councilperson Stein
Voting Ave
Voting Aye
Voting Aye
Voting Ave
Voting Aye
Voting Ave
The resolution and public interest order was thereupon declared duly adopted.
The undersigned, Town Clerk of the Town of Ithaca, does hereby certify that the
foregoing is a true and correct copy of a resolution and public interest order duly adopted
by the Town Board of the Town of Ithaca on March 15, 2004.
Tee -Ann Hunter, Town Clerk