HomeMy WebLinkAboutMN-IURAGOV-2017-01-20Approved: 2/17/17
108 E. Green St.
Ithaca, NY 14850
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MINUTES
ITHACA URBAN RENEWAL AGENCY
Governance Committee (GC)
8:30 AM, Friday, January 20, 2017
Third Floor Conference Room, City Hall, Ithaca, NY
Present: Eric Rosario, Susan Cummings, Kathy Schlather
Excused: David Whitmore
Vacancy: 1
Staff: Nels Bohn, JoAnn Cornish, Charles Pyott
Guests: None
I. Call to Order
Chairperson Rosario called the meeting to order at 8:38 A.M.
II. Agenda Additions/Deletions
Cummings indicated she would like to hear an update on IURA personnel matters.
There were no objections.
III. Public Comments (3‐minute maximum per person) ― None.
IV. Review of Meeting Minutes: October 21, 2016
Schlather moved, seconded by Cummings, to approve the October 21, 2016 meeting
minutes, with three minor modifications. Carried Unanimously 3‐0
V. New Business
A. Public Authorities Accountability Act Compliance
1. Reaffirm IURA Investment Guidelines
Bohn explained the investment guidelines were generated in order to comply with New
York State’s Public Authorities Accountability Act requirements (e.g., maximizing earned
interest on IURA‐managed funds; annually remitting all interest earned on HUD funds to
U.S. Treasury Department).
Ithaca
Urban
Renewal
Agency
IURA GC Minutes
January 20, 2017
Page 2 of 7
Schlather asked if there are any other restrictions to IURA investment (e.g., divestment
from fossil fuel‐producing companies). Bohn replied, no.
Cummings suggested that may be a good topic of discussion for the IURA Board. It
would be an opportunity to identify socially responsible investing practices that would
be consistent with the IURA’s mission and the populations it serves.
Rosario volunteered to provide a definition of socially responsible investing to the IURA
Board, accompanied by a draft proposal for amending the IURA’s investment guidelines.
Bohn remarked that HUD regulations governing the use of HUD funds are very strict:
they prohibit investment in stocks and require funds to be invested in interest‐bearing
accounts.
Rosario replied the IURA could at least establish socially responsible investment
guidelines for non‐HUD funds administered by the IURA. .
Bohn noted the IURA has until March 31st, 2017 to submit its investment guidelines to
the New York State Office of the State Comptroller.
Rosario suggested the investment guidelines could be moved and approved in their
current form at this meeting, with the intention of considering modifying them later.
Moved by Schlather, seconded by Cummings:
Reaffirm IURA Investment Guidelines
WHEREAS, on March 25, 2011, the IURA adopted investment guidelines regarding the
investing, monitoring and reporting of funds of the IURA, and
WHEREAS, the Public Authorities Law requires each public benefit corporation to
adopt and annually review and approve such guidelines, and
WHEREAS, the IURA periodically reviews the investment guidelines, and
WHEREAS, at its January 20, 2017 meeting, the IURA Governance Committee
reviewed its investment guidelines and compliance with the guidelines, and
recommends the following; now, therefore, be it
RESOLVED, that the IURA hereby reaffirms the IURA investment guidelines, dated
March 25, 2011.
IURA GC Minutes
January 20, 2017
Page 3 of 7
Carried Unanimously 3‐0
2. Reaffirm IURA Mission Statement
Moved by Cummings, seconded by Schlather:
Reaffirm IURA Mission Statement
WHEREAS, on March 25, 2011, the IURA adopted the following IURA mission
statement:
The Ithaca Urban Renewal Agency secures and manages resources to improve
the social, physical and economic characteristics of the City of Ithaca by
expanding access to quality affordable housing, strengthening neighborhoods
and the local economy, and supporting other community development activities.
WHEREAS, the Public Authorities Law requires each public benefit corporation to
adopt and annually review its mission statement, and
WHEREAS, the IURA periodically reviews its mission statement, and
WHEREAS, at its January 20, 2017 meeting, the IURA Governance Committee
reviewed this matter and recommends the following; now, therefore, be it
RESOLVED, that the IURA hereby reaffirms the IURA mission statement, dated March
25, 2011.
Carried Unanimously 3‐0
3. Annual Self‐Evaluation of IURA Board Performance Form
Cummings observed that every year the Committee discusses possible ways to improve
the evaluation form.
Bohn noted that the evaluation results tend to be very consistent from year to year, and
they are generally positive.
Cummings suggested one simple modification to the form would be to include a section
for Board members to make free‐form remarks (e.g., “Other Comments:”). There were
no objections. Bohn indicated he will make that change to the form.
IURA GC Minutes
January 20, 2017
Page 4 of 7
B. HUD Annual Community Assessment Report (8/1/15‐7/31/16) Review
Bohn explained that the Annual Community Assessment Report is a desk‐monitoring
exercise that HUD conducts, based on what the IURA reports to HUD and what it enters
in HUD’s IDIS database. The most recent assessment identified no major shortcomings,
other than the City of Ithaca’s own late audit.
Bohn noted the report’s reference to timely cash‐reporting (“ensure that program
income recorded in the Federal Cash Transactions Reports is receipted into IDIS in a
timely manner”) refers to the delay between when the IURA tracks program income in
its monthly in‐house accounting system and when it reports that information in IDIS,
which it has been doing on a quarterly basis. IURA staff will now be changing this
practice in 2017 to report program income on a monthly basis in IDIS (although there
may be occasions when that is not possible, due to heightened staff‐time demands
associated with audits, reports, and other staff‐time constraints).
VI. Other Business
A. Review of IURA Financials: December 2016
Cummings asked what percentage of IURA loans ends up defaulting. Bohn replied, he
believes between 1‐2%. The IURA has a strong record in terms of its default rate, partly
because it asks applicants the right questions and it commissions third‐party
underwriting reports. The IURA’s largest loan defaults have actually been with loans to
non‐profit entities. The IURA should acknowledge those kinds of applicants represent a
higher risk.
Cummings remarked that IURA loans appear to have higher success rates than IURA
grants. The Economic Development Committee seems to do a good job of identifying
which applicants are most likely to perform well.
Bohn added that IURA grants appear to have performed better, ever since those
applications started being vetted by IURA committees. IURA Board members also now
understand that approving fewer applications, and concentrating on the most promising
and effective programs/projects, is a more productive approach than approving a
greater number of applications.
Cummings wondered if there has ever been any discussion for funding mini‐grants.
Bohn replied, no. The IURA has actually evolved in the opposite direction, generally only
funding applications of more than $10,000 due to and administrative and reporting
demands for each HUD‐assisted project.
IURA GC Minutes
January 20, 2017
Page 5 of 7
Cummings suggested the IURA consider establishing a separate funding process for
smaller ‘micro‐loan’ projects and identifying people best‐situated for effectively
implementing them.
Bohn noted that Federal funding cannot be used for pre‐development expenses or
feasibility studies.
Cummings observed the City’s existing Neighborhood Improvement Incentive Fund
(NIIF) is a good example of a program that could stimulate local activism and innovative
community‐based projects.
Schlather noted she does not see the same level of engagement with NIIF that she used
to. Bohn responded that the Neighborhood Planner position, which managed that
program, is no longer funded by the City.
Bohn added that the City has begun the process of drafting several neighborhood or
thematic plans (e.g., Waterfront Area Plan, Southside Neighborhood Plan), as part of its
comprehensive planning process, which may help create more community engagement.
Bohn reported that Southside Community Center’s Building for the Future computer
laboratory program has not been moving forward. There have been serious issues with
it. The program was originally projected to generate 25 beneficiaries. While the
computer laboratory was successfully set up, the IURA only has documentation of 4
beneficiaries. It is significantly underperforming. Southside Community Center has
requested additional unspent funds for the project, but the IURA has asked it for more
information before considering that request. Southside Community Center appears to
have experienced reduced staffing levels and considerable turn‐over in leadership.
Schlather asked if the proposal to merge Southside Community Center with GIAC is still
being actively considered. Bohn replied that the Mayor would be best able to answer
this question.
Cummings suggested identifying someone associated with the City who possesses the
capacity and credibility to work with Southside Community Center to help it resolve its
current predicament.
Rosario noted he believes Common Council Member Seph Murtagh serves as the City’s
liaison to Southside Community Center’s board.
Bohn indicated he will formally notify Southside Community Center that it is not
meeting the terms of its agreement with the IURA.
IURA GC Minutes
January 20, 2017
Page 6 of 7
Bohn reported all other IURA grants are in good standing and the IURA maintains a
reasonable spend‐down ratio. All IURA loans are now current.
Bohn stated that all IURA lease payments are current, except Southside Community
Center’s Recycle Ithaca's Bicycles (RIBs) program. The organization originally intended to
address that program’s future as part of its strategic planning process, but that process
was never completed. It has also been considering relocating the program to alternative
locations, possibly a Clinton Street location. Coincidentally, Finger Lakes ReUse has
submitted a preliminary plan to build homeless housing on its downtown property,
which would also include a proposal for a recycled bicycle program.
B. City Financial Audit Schedule Report
Bohn announced that the City’s goal is to complete its work on its audit by no later than
August 2017, before it begins its annual budget process which has derailed the audit
process in the past. The City has made progress in gradually reducing the length of time
it has been delinquent with its audit. It also plans on retaining an independent
contractor to help it meet the deadline.
Bohn indicated he will ask the City Controller if the City has deployed all the resources it
needs to meet the September 30, 2017 audit deadline.
Rosario recalled that Common Council specifically discussed the audit issue at one of its
budget meetings; and it definitely seemed the City had agreed to hire an additional staff
person to assist in the process.
C. 2017 HUD Entitlement Funding Round Report
Bohn reported that the 2017 HUD Entitlement Funding Round has commenced, starting
with a January 10th, 2017 Call for Proposals. He has met with 12 people so far about
potential applications. Two public information sessions have also been held.
D. IURA Strategic Planning Update
Bohn reported an invitation will be extended to New York’s U.S. Congressional
Representative (23rd District) Tom Reed for him to come visit Ithaca. Both Ithaca
Neighborhood Housing Services (INHS) and Alternatives Federal Credit Union have
agreed to be co‐signers on the invitation. The purpose of the visit is to enable
Representative Reed to see first‐hand how effectively Federal funds are being spent in
Ithaca.
IURA GC Minutes
January 20, 2017
Page 7 of 7
E. IURA Personnel Update
Bohn reported that the deadline for applications to fill the Community Development
Planner vacancy is today. Approximately 30 applications have been received.
Bohn added that Charles Pyott was hired as Contracts Monitor on December 6, 2017.
F. IURA & Common Council Actions of Interest to Committee
Bohn reported that both Common Council and the Tompkins County Legislature
approved the partial tax exemption for for‐sale affordable housing discussed at earlier
Committee meetings. INHS will now ask the Ithaca City School District (ICSD) to adopt
the exemption.
Bohn noted Common Council also approved a PILOT agreement for the INHS Scattered
Site Housing Preservation Project, exempting those properties from City taxes, but
requiring that INHS make annual payments based on 12% of the properties’ Net
Operating Income (NOI) for 30 years. As a result of the agreement, INHS will be able to
capitalize a reserve fund for maintenance/replacement of its housing stock.
G. HUD Assessment of Fair Housing Update
Bohn explained that a new HUD Assessment of Fair Housing for Grantees requirement
for HOME/CDBG grantees is being launched in 2017. HUD will require that its grantees
examine various mechanisms for addressing fair housing (e.g., online, extensive public
participation). The assessment is designed to examine concentrations of poverty and
racial/ethnic minorities in a given geographic area, and help grantees identify steps for
enhancing local housing choices. The deadline for Ithaca is: November 4, 2017. The
work would probably take up nine months and would be tied to the IURA’s next
five‐year Consolidated Plan. Once the IURA has filled the Community Development
Planner vacancy, it should be able to begin work on the assessment. Probably the single
greatest time commitment would be the public participation process.
VII. Adjournment
The meeting was adjourned by consensus at 10:08 A.M.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.