HomeMy WebLinkAboutMN-IURA-2012-11-29Approved: 12/20/12
Ithaca
Urban
Renewal
Agency
108 East Green Street
Ithaca, New York 14850
(607) 274-6559
(607) 274-6558 (fax) ax)
MINUTESMINUTES
ITHACA URBAN RENEWAL AGENCY
Common Council Chambers, City Hall
8:30 A.M., Thursday, November 29, 2012
Members: Chair Svante Myrick, Karl Graham, Ayana Richardson, Eric Rosario, Tracy Farrell
Absent: None.
Others: Chris Proulx (Common Council Liaison)
Staff: Nels Bohn, JoAnn Cornish, Sue Kittel, Charles Pyott
Guests: Olivia Ashline‐Royale, The Art and Found, LLC
John, Angelo, Irene, & Cindy Petito, Neighborhood Pride, LLC
Public: None
I. Call to Order
Chair Myrick called the meeting to order at 8:38 A.M.
II. Agenda Additions/Deletions
None.
III. Public Comments
IV. Review of Draft Meeting Minutes: October 25, 2012
Farrell moved, seconded by Rosario, to approve the October 25, 2012 minutes, with three
minor modifications.
Carried Unanimously 5‐0
V. Economic Development Committee
A. Community Lending
1. Request from The Art and Found, LLC to Modify Executed Loan Agreement to Recognize Olivia
Ashline‐Royale as Sole Member & Releasing Financial Guarantee of Heidi Brown (CD‐RLF #33)
Richardson recapitulated the salient details of the proposed resolution. She noted the action
appears to make good sense and Ms. Ashline‐Royale clearly remains highly committed to the
enterprise.
IURA Minutes
November 29, 2012
Page 2 of 12
Richardson moved, seconded by Rosario:
Modification #1 to IURA Loan to The Art and Found, LLC (CD‐RLF #33)
Whereas, on August 29, 2012, the IURA issued a $15,000 loan to The Art and Found, a Limited
Liability Company (LLC), formed by Heidi Brown and Olivia Ashline‐Royale to start‐up and operate
a retail clothing business at 171 The Commons, Ithaca, NY, and
Whereas, the loan is secured by a 1st security lien on all business assets including inventory, and
personal guarantees of Heidi Brown and Olivia Ashline‐Royale, and
Whereas, The Art and Found business has been operating since September 2012, and
Whereas, on November 6, 2012, The Art and Found submitted a request to the IURA for a loan
modification to facilitate a split between the two founding members with Olivia Ashline‐Royale
becoming the sole member of the LLC, and
Whereas, the proposed modification to the Operating Agreement for The Art and Found, LLC calls
for Ms. Ashline‐Royale to assume all liability for the IURA loan and a release of Heidi Brown’s
financial guarantee to repay the IURA loan, and
Whereas, The Art and Found, LLC indicates that the change in ownership will be beneficial to the
retail business, and
Whereas, at their November 13, 2012 meeting, the IURA Economic Development Committee
reviewed this matter and recommended the following; now, therefore, be it
RESOLVED, that the IURA hereby approves the request from the Art and Found, LLC for a
modification to the loan to release the personal guarantee of Heidi Brown to secure repayment
of the IURA loan to The Art and Found, LLC, and be it further
RESOLVED, that the IURA Chairperson, upon the advise of IURA legal counsel, is hereby
authorized to execute all necessary and appropriate documents to implement this resolution.
Carried Unanimously 5‐0
2. Request from Neighborhood Pride, LLC and First & Adams, Inc. for Loan Assistance to Open &
Operate Neighborhood Pride Grocery Store at 210 Hancock Street (CD‐RLF #32)
Richardson remarked that at its last meeting the committee engaged in some productive discussion
about the project. The main concern of committee members is to ensure the necessary operating
structure will be firmly in place to support the store, including any consulting and technical
assistance. At the meeting, representatives from Associated Wholesalers, Inc. (AWI) reassured the
committee that they would continue to assist in ensuring the store’s success for some time after the
opening.
IURA Minutes
November 29, 2012
Page 3 of 12
Bohn added that the principal obstacle to the store’s success will be its need to capture enough of
the local market to reach its break‐even point. Despite the store’s apparent loyal following, the
percentage of the market it will need to capture is relatively high. As a result, and given the highly
competitive nature of the market, this loan for a start‐up business represents a higher than average
risk to the IURA; however, the consensus appears to be that there is an enormous commitment to
make the enterprise work.
Farrell asked what would happen with the other portion of the building. J. Petito replied it will most
likely be filled and operated by the Cornell Cooperative Extension of Tompkins County, which is
moving forward with its plans to create an industrial community‐oriented kitchen.
Richardson moved, seconded by Farrell:
CD‐RLF – Loan Assistance for the Neighborhood Pride Grocery Store (CD‐RLF #32)
Whereas, on March 30, 2011, Neighborhood Pride, LLC (NP) requested $100,000 in loan assistance
to re‐open and operate the former 25,000 SF P&C grocery store at 210 Hancock Street, Ithaca, NY,
which parcel is owned by First & Adams, Inc. (F&A) and
Whereas, both NP and F&A are controlled by the Petito family, and
Whereas, the Petito family propose to re‐open a 19,000 SF family‐owned and family‐operated
grocery store and lease out the remaining 6,000 SF to Cornell Cooperative Extension, and
Whereas, the primary objectives of the Community Development Revolving Loan Program (CD‐RLF)
is provision of direct financing for economic development activities to create employment
opportunities, facilitate the expansion of business activity within the City of Ithaca and expansion of
the City’s commercial and industrial tax base, and
Whereas, the loan application was placed on hold by the committee until the applicant secured
primary financing for the project, and
Whereas, in January 2012, Square 1 Bank committed to loan $1.6 million for the project, and
Whereas, the Square 1 Bank loan closed on May 22, 2012, and
Whereas, final requested supplemental loan information was provided to the IURA in late August,
and
IURA Minutes
November 29, 2012
Page 4 of 12
Whereas, the proposed uses of project funds are:
$75,000 SBA fee & closing costs
$1,020,816 furnishings, fixtures & equipment
$671,000 building renovations
$300,000 inventory
$171,000 working capital
$35,000 interim interest – constr. phase
$5,000 construction monitoring
$2,277,816 Total, and
Whereas, the proposed sources of project funds are:
$1,631,000 Square 1 Bank
$546,816 equity
$100,000 IURA loan
$2,277,816 Total, and
Whereas, CD‐RLF financing policy establishes maximum loan amount of $50,000 for a retail business
project unless the project provides exceptional public benefits and requires compliance with the
Community Development Block Grant (CDBG) public benefit test to generate at least one FTE job for
every $35,000 of assistance, and
Whereas, the project is projected to create nineteen (19) full‐time equivalent (FTE) employment
positions of which at least 51% will be filled by low‐ and moderate‐income persons , thereby
satisfying the CDBG public benefit test, and
Whereas, all full‐time employment positions (except cashiers) are projected to receive at least a
living wage; and
Whereas, reopening the grocery store will provide extraordinary public benefit by improving the
physical, social and economic characteristics of the neighborhood, and
Whereas, the proposed business will locate in an existing retail building and IURA funding will not
be used for any construction activities, therefore the project is a categorically excluded activity
pursuant to 24 CRF 58.35(b)(4) of the National Environmental Protection Act (NEPA) and the loan
constitutes a Type II action under the City of Ithaca Environmental Quality Review Ordinance, and is
not subject to further environmental review, and
Whereas, at their November 13, 2012 meeting, the IURA Economic Development Committee
reviewed the loan application, a credit analysis and applicable provisions of the IURA Economic
Development Policy Guidelines and Operating Plan, and recommended the following; now,
therefore, be it
IURA Minutes
November 29, 2012
Page 5 of 12
RESOLVED, that the IURA hereby approves a loan from the Community Development Revolving
Loan Fund (CD‐RLF) in accordance with the loan application, and supplemental submissions, subject
to the following terms:
Borrowers: Neighborhood Pride LLC & First & Adams, Inc.
Loan Amount: Up to $100,000
Project: Start‐up and operation of a retail grocery store at 210
Hancock Street, Ithaca, NY
Total Project Cost: $2,277,000
Projected Use of IURA
Funds:
Pre‐opening & working capital, financing fees &
procurement of technical assistance. Funds may not be
used for construction expenses.
Term: 7 years and 3 months
Interest Rate: 3.5% annually, reset to 2.5% upon submission of
satisfactory job reports documenting that the job
creation goal has been achieved for two consecutive
quarters and borrower is in compliance with all other
terms of the loan agreement.
Repayment: Interest‐only payments for 3 months, then level monthly
principal and interest payments due to fully amortize the
loan over the remaining 7 year term (approximately
$1,344/month).
Collateral: 1st mortgage lien on property located at 423 First Street,
Ithaca, NY, owned by First & Adams, Inc.
Guarantor(s): Personal guarantees of Angelo Petito, Irene Petito and
John Petito, each individually.
Job Creation
Requirement:
Creation of at least 19 FTE employment positions of
which at least 51% must be held by low‐ and moderate‐
income persons.
IURA Minutes
November 29, 2012
Page 6 of 12
Conditions: Condition for loan closing:
1. Written confirmation of management’s commitment
to take advantage of intensive technical assistance
services offered by Associated Wholesalers Inc. to its
cooperative members, including on‐site grocery
management support services for an average of 2
days/week for approximately 3 months.
Reporting: 1. Annual submission of accountant‐prepared profit &
loss statement and balance sheet verified by federal
income tax returns
2. IURA Job reporting, including reporting on living
wages
3. Documentation of project match funding
And be it further
RESOLVED, that the IURA hereby recognizes that this project to reopen the former P&C grocery
store will likely result in an extraordinary degree of public benefit and thereby waives the normal
$50,000 loan limit for retail business loans through the CD‐RLF, and be it further
RESOLVED, that the Director of Community Development for the IURA is authorized to issue a loan
commitment letter in accordance with this resolution, and be it further
RESOLVED, that the IURA Chairperson, upon the advise of IURA legal counsel, is hereby authorized
to execute all necessary and appropriate documents to implement this resolution.
Carried Unanimously 5‐0
B. Committee Vice‐Chairperson Report
None.
VI. Neighborhood Investment Committee (NIC)
A. Organizational Meeting for Development of 2013 HUD Entitlement Grant
Kittel reiterated to board members that there will be 2 separate public hearings this year: one for
public services projects and one for housing‐related projects. The public hearings will serve as the
only opportunity to engage in a dialogue with applicants ― no late entries and no late
conversations will be permitted. Kittel added she is currently seeking potential projects/applicants,
so if IURA board members have any specific kinds of projects they would be interested in exploring,
they should provide Kittel with their input as soon as possible. She noted that Bohn has suggested
focusing on economic development projects, with job creation components.
IURA Minutes
November 29, 2012
Page 7 of 12
Richardson indicated she spoke to some people in the Ithaca College facilities department and there
appears to be considerable interest in a job creation project there, in the form an apprenticeship
program which could lead to full‐time employment.
Graham indicated he would like to see a workforce development project, specifically designed to
address the needs of the formerly incarcerated.
Kittel stressed that it will be important to identify a parent organization for any project being
considered.
Cornish remarked that she recently met with Tompkins Learning Partners, which could be a
possibility. Kittel indicated that organization may be too narrowly focused to accommodate the
kind of program Graham is envisioning.
Myrick suggested it would be helpful to see a spreadsheet of some kind, containing detailed
information on applicants from past years, highlighting any successes, weaknesses, etc.
B. Policy Development for HOME Participating Jurisdictions
Farrell remarked that HOME regulations had recently changed, which board and committee members
will need be mindful of (e.g., projects now need to be completed within 4 years; projects will need to
produce a demand analysis; any unsold properties will need to be made available as rentals after 6
months; CHDO project applicants will need to demonstrate they have prior development experience,
etc.).
C. Committee Chairperson Report
Farrell indicated that she and Kittel will be meeting with the new Executive Director of Catholic
Charities, to determine how its two IURA grants will be handled.
Farrell also indicated that the committee agreed to speak with City Transportation Engineer Tim Logue
regarding the Route 13 crossing and what will need to be done with Spencer Road.
VII. Governance Committee (GC)
A. Election of IURA Vice‐Chairperson
Rosario indicated he was nominated by the committee to serve as Vice‐Chairperson. He noted that
he is more than happy to serve, although he would like to ensure Farrell also has the opportunity to
consider serving in the role, given her long‐standing membership on the board. Farrell expressed
her appreciation, but responded she would decline at the current time; however, she remarked that
the Vice‐Chairperson should change periodically.
IURA Minutes
November 29, 2012
Page 8 of 12
Farrell moved, seconded by Graham, to nominate Eric Rosario for IURA Vice‐Chairperson.
Carried Unanimously 5‐0
Graham moved, seconded by Richardson:
2012 Election of IURA Vice‐Chairperson
WHEREAS, the position of IURA Vice‐Chairperson is vacant due to a change in IURA membership,
and
WHEREAS, in the absence of the Chairperson the Vice‐Chairperson assumes the duties of the
Chairperson, including the signing of all contracts as authorized by the IURA, and
WHEREAS, Tracy Farrell nominated Eric Rosario for IURA Vice‐Chairperson; now, therefore, be it
RESOLVED, that the IURA hereby elects Eric Rosario as Vice‐Chairperson of the IURA.
Carried Unanimously 5‐0
B. Proposed City‐IURA Agreement Governing Administration of CDP Formula Grants
Rosario indicated the committee spent the bulk of its time at its last meeting discussing this topic.
After agreeing to some modifications to the draft agreement, the committee agreed that IURA
consultants Sicherman and Geldenhuys would review the document one more time.
C. Review of IURA Financials, October 2012
Rosario noted that the draw‐down ratio remains outstanding; and there have been no real changes
or red flags to report since the last time the financials were reviewed by the board.
Bohn noted that both Bandwagon Brew Pub and the State Theatre have said they believe they made
payments, although they are listed as delinquent. IURA staff is currently working with M&T Bank to
determine the status of their payments.
D. Committee Chairperson Report
Rosario reported that the GC recommended inviting INHS Executive Director Paul Mazzarella to a
future NIC meeting to discuss the ratio of household size to housing units on INHS projects. There was
some concern at the last GC meeting that the household size should correspond as closely as possible
with the number of bedrooms in a given unit.
IURA Minutes
November 29, 2012
Page 9 of 12
VIII. Cornell/City/County Housing Fund
A. Housing Fund ― Funding Round #6 (4th of 6 yrs.)
1. Concurrence with City of Ithaca Common Council to Act as Lead Agency for Environmental
Review
Rosario moved, seconded by Richardson:
Housing Fund, Funding Round #6, Authorize Disbursement of $230,000 Pursuant to Executed
MOU ― Concurrence with City of Ithaca Common Council to Act as Lead Agency
WHEREAS, the City of Ithaca Common Council is considering approving funding assistance, pursuant
to the Cornell/City/County Housing Fund MOU, to the following affordable housing projects as
recommended by the Program Oversight Committee:
$100,000 Stone Quarry Apartments, 35 new rental units, INHS/PathStone
$100,000 Seneca/State/Meadow Street Housing, 56 new rental units, Lakeview
Mental Health Services
$30,000 10 Hawthorne Circle, 1 rehabilitated owner‐occupied unit, INHS
$230,000 and,
WHEREAS, State Law and Section 176.6 of CEQRO require that a Lead Agency be established for
conducting environmental review of proposed actions in accordance with local and state
environmental law, and
WHEREAS, when more than one agency is involved, a Lead Agency must be established prior to an
environmental determination, and
WHEREAS, the IURA administers the Gateway Loan proceeds that have been committed by the City
of Ithaca Common Council as the City’s contribution to the Housing Fund for any projects to be
assisted by the City, and
WHEREAS, the IURA has approval authority and is therefore an “Involved Agency” for the
environmental review of the proposed action, and
WHEREAS, the City of Ithaca Common Council has indicated its intent to act as Lead Agency in this
matter; now, therefore, be it
RESOLVED, that the IURA hereby grants its consent to the City of Ithaca Common Council to serve as
the Lead Agency for this proposed project.
Carried Unanimously 5‐0
IURA Minutes
November 29, 2012
Page 10 of 12
2. Authorize Disbursement of $230,000 Pursuant to Executed MOU
Rosario moved, seconded by Farrell:
Housing Fund, Funding Round #6 ― Authorize Disbursement of $230,000
Pursuant to Executed MOU
Whereas, the Housing Fund Program Oversight Committee (POC) of the Housing Fund met on
November 15, 2012, to review recommendations from the Application Review Committee of round
#6 funding applications for new affordable housing projects; and
Whereas, the City of Ithaca is represented on the POC by Alderperson J.R. Clairborne, Alderperson
Chris Proulx, and Doug Dylla, past member of the Ithaca Urban Renewal Agency (IURA); and
Whereas, the Housing Fund was established in 2009 by Memorandum of Agreement (MOU) as a six‐
year program between and among the City of Ithaca, Tompkins County and Cornell University to
capitalize and award funds to increase the supply of permanently affordable housing in the County,
and
Whereas, the Common Council found that City contributions to the Housing Fund should be used to
assist projects located within the City of Ithaca, and
Whereas, City funds committed to the Housing Fund are derived from Gateway Loan proceeds that
originated from sale of City‐owned land for the Eddygate project, and are held by the IURA, and
Whereas, a total of up to $880,000 is available to award in round #6 as follows:
Funding Sources ($1,000s)
Cornell Tompkins City of
Funding Awards University County Ithaca Total
Total 4‐Year Funding
Commitment 800 400 400 1,600
Round #1 (2009) 145 100 30 275
Round #2 (2010) 75 70 70 215
Round #3 (2011) 100 100 0 200
Round #4 (2011) 0 0 30 30
Round #5 (2012) 0 0 0 0
Totals Awards 320 270 130 720
Remaining Funds for Round #6 480 130 270 880
and,
IURA Minutes
November 29, 2012
Page 11 of 12
Whereas, the POC recommends round #6 funding of a total of $780,000 for six affordable housing
projects, of which the City of Ithaca (City) is recommended to fund $230,000 as follows; and
Round #6, Housing Fund ‐ Recommended Funding Awards
Funding ($1,000s) Applicant Project # Afford.
Units Location Cornell County City Total
INHS 10 Hawthorne
Circle
1 owner‐
occupied
City of
Ithaca
0 0 30 30
INHS/
PathStone
Stone Quarry
Apt. 35 rental City of
Ithaca
100 0 100 200
Habitat Village Builds 4 owner‐
occupied
(V)Groton
&
(V)T‐burg
120 0 0 120
Lakeview
Mental Health
Seneca/State
Meadow St.
Housing
56 rental
City of
Ithaca
100 0 100 200
BHTC/NRP Lansing Senior
Cottages 68 rental (T)
Lansing
70 130 0 200
New Earth
Living
Aurora Pocket
Neighborhood
1 owner‐
occupied
City of
Ithaca
30 0 0 30
Totals 165 420 130 230 780
Resolved, that subject to Common Council approval, the IURA hereby authorizes a total expenditure
of up to $230,000, pursuant to the Housing Fund MOU, to assist the following projects as
recommended by the Housing Fund’s Program Oversight Committee:
$100,000 Stone Quarry Apartments, INHS/PathStone
$100,000 Seneca/State/Meadow Street Housing, Lakeview Mental Health
$30,000 10 Hawthorne Circle, INHS, and be it further,
$230,000
Resolved, that such funds shall be derived from Gateway Loan Proceeds, and be it further,
Resolved, that the IURA Chairperson, subject to advice of IURA legal counsel, is authorized to
execute a Fiscal Agency Agreement(s) with Tompkins County to implement a disbursement of up to
$230,000 to assist the above‐referenced affordable housing projects, pursuant to the Housing Fund
MOU.
Carried Unanimously 5‐0
IURA Minutes
November 29, 2012
Page 12 of 12
IX. Other New/Old Business
A. IURA Chairperson Report
None.
B. Common Council Liaison Report
None.
C. Staff Report
None.
D. Next Meeting Date: December 20, 2012 (note: 3rd Thursday of month)
X. Adjournment
The meeting was adjourned by consensus at 10:05 A.M.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.