HomeMy WebLinkAboutMN-IURA-2012-10-25Approved: 11/29/12
Ithaca
Urban
Renewal
Agency
108 East Green Street
Ithaca, New York 14850
(607) 274-6559
(607) 274-6558 (fax) ax)
MINUTESMINUTES
ITHACA URBAN RENEWAL AGENCY
Common Council Chambers, City Hall
8:30 A.M., Thursday, October 25, 2012
Members: Chair Svante Myrick, Karl Graham, Ayana Richardson, Eric Rosario, Tracy Farrell
Absent: Chris Proulx (Common Council Liaison)
Staff: Nels Bohn, JoAnn Cornish, Sue Kittel, Charles Pyott
Guests: Dale Schumacher, Executive Director & Sally Schwartzbach, Associate Director, The
Learning Web of Tompkins County
Public: None
I. Call to Order
Chair Myrick called the meeting to order at 8:35 A.M.
II. Agenda Additions/Deletions
None.
III. Special Topic ― Report on The Learning Web’s Housing Scholarship Program & Youth
Homelessness
Schumacher and Schwartzbach walked through a presentation of the The Learning Web’s
Housing Scholarship Program that receives HOME funding support for rental assistance,
highlighting the following points:
• Participants remain in the program for 12‐18 months
• Program focuses on Education, Savings/Budgeting Skills, Life Skills, and Employment
• Participants come from extremely diverse backgrounds/ethnicities
• Program strongly encourages completion of high school/G.E.D. or college education
• Apprenticeships with local employers often lead to employment for program graduates
• Program has been very successful
• Many participants enter program with a very limited set of life skills and/or employment
expectations and aspirations
• Participants engage in other activities, including community service
• Vast majority of participants stay in the program, resulting in a good outcome
IURA Minutes
October 25, 2012
Page 2 of 12
Schumacher added that every few years The Learning Web generates an Independent Living
Survey, in collaboration with Cornell and other organizations, to document the extent of
homeless youth in Tompkins County.
Graham asked if there is an observable difference in the success rate, among different‐aged
participants. Schwartzbach replied, definitely. Participants who are 19 and older tend to be
more successful.
Rosario remarked that there do not appear to be enough internships for all the participants and
he asked why that was the case. Schumacher responded it is due to a lack of funding for case
management and a lack of staff.
Kittel observed that this is the only program of its kind kin New York state. Initially considered
risky, the program has evolved since its inception and people’s faith in it has been validated.
Myrick remarked that his very first internship was with The Learning Web and he believes it is a
remarkably valuable program.
Schumacher thanked the IURA for supporting the program over the years.
IV. Public Comment
None.
V. Review of Draft Meeting Minutes: September 27, 2012
Rosario moved, seconded by Richardson, to approve the September 27, 2012, with no
modifications.
Carried Unanimously 5‐0
VI. Neighborhood Investment Committee (NIC)
A. Committee Chairperson Report
Farrell indicated that over the past two months a major focus of the committee has revolved around
the proposed 400 Spencer Road (Stone Quarry Apartments) project. A considerable amount of time
has been spent discussing the project with the owners. The project is highly energy‐efficient, is
oriented for a wide range of low and moderate incomes (30‐90% of area income), and generally
appears to be a very good proposal. As a result, NIC agreed to approve the recommendation to
provide funding assistance to the project in the amount of $200,000 (employing HODAG funds), and
consider increased funding if it would significantly increase competiveness of the project to secure
funding through the NYS unified funding process. The possible increase in the level of funding
support was reviewed by the Governance Committee due to time limitations.
IURA Minutes
October 25, 2012
Page 3 of 12
VII. Governance Committee (GC)
A. Stone Quarry Apartments ― Proposed Affordable Housing Project at 400 Spencer Rd.
1. Comment on Proposed Zoning Variance Appeals
Farrell moved, seconded by Rosario:
Comment on Stone Quarry Apartments Zoning Variance Application
WHEREAS, Ithaca Neighborhood Housing Services (INHS) and PathStone Development
Corporation propose to construct 35 affordable housing units for households earning
between 30% and 90% of Area Median Income (AMI) at 400 West Spencer Rd. (tax parcels
#123.‐1‐8, #123.‐1‐10 & p/o #117.‐3‐1), the current site of the Ithaca Dispatch taxi service and
a vehicle and portable toilet lot, and formerly an automotive repair garage, and
WHEREAS, the project site is located in the R‐2a and B‐5 zoning districts, and
WHEREAS, the project proposes to construct 16 townhouse units and 19 units in a multi‐
family building that requires a use variance in the R‐2a zoning district that limits residential
densities to single‐family and duplex dwellings, and
WHEREAS, the project site is located within the Urban Renewal Project Boundary Area, and
WHEREAS, the primary objective of the Urban Renewal Plan is to improve the social, physical
and economic characteristics of the neighborhoods within the Project Boundary Area, and
WHEREAS, the project further advances the following specific objectives of the Urban
Renewal Plan:
• “improvement of the residential environment through a program of redevelopment,
rehabilitation, conservation, and new construction to assure every family in Ithaca a
decent home within its economic means;
• assurance to all residents of the opportunity to choose from an adequate range of
housing types and neighborhoods;
• provision of a housing supply with a rental structure that would allow low‐ and
moderate‐income families to obtain adequate housing without paying an excessive
portion of their income for rent,” and
WHEREAS, according to the 2011 housing demand market analysis prepared by the Danter
Company, LLC, there is an extremely low rental housing vacancy rate in the City of 0.5% and a
5‐year demand for 1,350 new housing units over the next five years, including a market
demand for 600‐625 units of affordable rental housing, and
IURA Minutes
October 25, 2012
Page 4 of 12
WHEREAS, the Neighborhood Investment Committee and the Governance Committee
considered this matter at their October 12, 2012 and October 19, 2012 meetings respectively,
and recommended the following, and
WHEREAS, the IURA has reviewed the project plans and recommends an IURA funding
commitment of $370,000 to support the project; now, therefore, be it
RESOLVED, that the IURA hereby directs the IURA Chairperson to submit this comment to the
Board of Zoning Appeals supporting approval of the use and area variance appeal number
2893 for the Stone Quarry Apartment project that will implement the Urban Renewal Plan by
replacing nonconforming, inappropriate, and intrusive commercial uses in this critical and
fragile and critical residential neighborhood with much needed affordable housing that will
stabilize and strengthen the Spencer Rd. residential corridor along its boundary abutting a
commercial zone.
Carried Unanimously 5‐0
2. Loan Assistance to INHS
Rosario remarked that funding applications for low‐income housing credits are all evaluated
through the state’s Qualified Allocation Plan (QAP) scoring system, which encourages and
rewards project applications that achieve a 20% threshold of non‐state funding. As a result, the
project applicants have now increased their funding request from $200,000 to $370,000, since
they first approached the IURA, in order to reach that threshold.
Farrell asked if the loan’s eventual transition from a HODAG loan to a HOME loan would alter
the terms of the loan at all. Rosario replied, no.
Bohn observed that, if the applicant is successful, the project would not close until
October/November 2013, and HODAG funds may not even need to be allocated for it at all.
Cornish reported that the Planning and Development Board reviewed the project at its 10/23/12
meeting. At the public hearing, several neighbors spoke against the project, citing pedestrian
safety concerns, as well as traffic‐volume considerations. As a result these concerns, the
Planning Board agreed to recommend that the Board of Public Works: (1) develop and
implement a plan for providing pedestrian connections between the project site area on
Spencer Road and nearby transit stops and shopping areas; and (2) develop and implement a
plan for improving the operation of the Spencer Road and Stone Quarry Road intersection.
Cornish added that some of the neighbors expressed dismay that the project applicant did not
inform them of the project. Rosario responded that it is disappointing that the neighbors were
not informed of the project directly by the applicant. Myrick noted that the IURA should
certainly feel free to convey its disappointment to the applicant.
IURA Minutes
October 25, 2012
Page 5 of 12
Rosario moved, seconded by Farrell:
Loan Assistance to INHS for Stone Quarry Apartments Project
WHEREAS, on August 15, 2012, Ithaca Neighborhood Housing Services, Inc. (INHS) requested
IURA financial assistance for the Stone Quarry Apartment project (Project), located at 400
Spencer Rd., Ithaca, NY, and
WHEREAS, Ithaca Neighborhood Housing Services (INHS) and theirs development partner,
PathStone Development, seek to construct a 35‐unit affordable, rental housing project to be
funded primarily through the Low Income Housing Tax Credit program administered by New
York State Housing & Community Renewal, and
WHEREAS, the project site is located in the R‐2a and B‐5 zoning districts located along the
Spencer Rd. residential corridor neighborhood, and
WHEREAS, the primary target residents for the project are low‐ and moderate‐income
families earning between 30% and 90% of area median income, and the project will
additionally reserve 15% of the units for the homeless veterans, and
WHEREAS, the project will implement the Urban Renewal Plan by replacing nonconforming,
inappropriate, and intrusive commercial uses in the fragile Spencer Rd. residential
neighborhood that abuts a commercial zone and address an unmet demand for affordable
family housing, and
WHEREAS, the NYS unified funding application deadline is November 29, 2012, and
WHEREAS, funding applications for low‐income housing credits are extremely competitive
and are scored according to the NYS Qualified Allocation Plan (QAP), which awards up to 100
points over 16 scoring categories, and
WHEREAS, the QAP assigns the second highest scoring to the financial leverage category (up
to 13 points) to the extent that non‐state funding sources (not including deferred developer
fee) finance a portion of the project’s development cost, and
WHEREAS, INHS indicates that a project that achieves a threshold of 20% financial leverage
will receive additional scoring, thereby significantly increasing its competitiveness for funding,
and
WHEREAS, INHS commits to maintain the project as taxable for property taxes, and
WHEREAS, INHS projects they have a $370,000 funding gap to achieve the 20% financial
leverage standard, and
IURA Minutes
October 25, 2012
Page 6 of 12
WHEREAS, as of October 19, 2012, INHS projects the total project cost will be $9.1 million to
be funded from the following sources:
$757,000 conventional loan
$5,903,000 low‐income housing credit equity
$1,370,000 state low‐income housing credit equity
$200,000 PathStone sponsor loan
$150,000 INHS sponsor loan
$150,000 INHS NWA
$200,000 City/Cornell/County “housing fund”
$370,000 City of Ithaca HODAG/HOME
$9,100,000 Total
WHEREAS, $165,514 of 2012 HOME funds awarded to the City of Ithaca were unallocated in
the 2012 Action Plan, and
WHEREAS, the IURA administers the HODAG proceeds fund, which originally derived from the
1984 Eddygate Housing Development Grant (#NY009HG401), and had an unobligated fund
balance of $453,137.86 as of October 22, 2012, and
WHEREAS, HODAG proceeds may be used to “support the construction, rehabilitation or
operation of real property to be used primarily for low and moderate income residential
rental purposes,” and
WHEREAS, by IURA policy, the HODAG proceeds are to be used to make loans to assist
affordable rental housing projects that will be repaid to recapitalize the fund to enable the
IURA to make additional loans for affordable housing projects, and
WHEREAS, approval of the requested financial assistance will significantly enhance the
competitiveness of the funding application for the Project, and
WHEREAS, this matter was discussed at the October meetings of the IURA Neighborhood
Investment Committee and the IURA Governance Committee, which recommends the
following action; now, therefore, be it
RESOLVED, the IURA hereby approves a loan to INHS subject to the following terms and
conditions:
Loan Amount:
Up to $370,000.00
Borrower:
INHS, or a subsidiary entity controlled by INHS
pursuant to HOME regulations at 24 §92.300(a)(1)
Use of Funds: Development of the Stone Quarry Apartment
IURA Minutes
October 25, 2012
Page 7 of 12
project, a 35‐unit affordable rental housing project
at 400 Spencer Rd., Ithaca, NY. HOME funds will be
earmarked to assist at least six (6) housing units.
Loan Type: Construction loan that converts to permanent loan.
Source of Funds:
HODAG proceeds, which are intended to be
substituted by HOME funds upon City of Ithaca
Common Council approval
Interest Rate:
Construction ‐ 3%
Permanent – 2%
Term: Construction – up to 18 months
Permanent – up to 30 years
Amortization: Construction – no
Permanent – yes
Repayment: Construction – interest only payments due monthly
with repayment of the full principal balance due
and payable at the end of the loan term.
Permanent – level monthly payments sufficient to
repay the loan over the term of the loan ($1,367/
mo. payment).
Prepayment: Borrower may repay the loan at any time during the
term without penalty.
Collateral: Construction – subordinate mortgage lien on the
project property behind only mortgage liens
securing project loans of greater than $370,000.
Permanent – subordinate mortgage lien on the
project property behind only mortgage liens
securing other project loans of greater than
$370,000.
Match: At least $8,000,000
Conditions: 1. Receipt by June 1, 2013 of proof that the New
York State Unified Funding application for the
project has been substantially approved.
2. Receipt of certification of INHS by September 1,
2013 that sufficient funding has been secured
to complete the project.
IURA Minutes
October 25, 2012
Page 8 of 12
3. INHS continued designation as a Community
Housing Development Organization at the time
of loan closing. Completion of environmental
review and site plan approval for the project.
4. Project will remain taxable for property
taxation.
Reporting: 1. Annual submission of audited financial
statements for the project and the borrower,
including balance sheet and profit/loss
statement.
2. Annual reporting on HOME‐assisted units to
comply with HOME regulations.
3. Submission of documentation of match funding.
RESOLVED, that the IURA Chair is authorized to modify the interest rate, amortization and
repayment terms of this loan to satisfy the project’s tax credit syndicator or investors,
provided the loan remains repayable, and be it further
RESOLVED, that the IURA Director of Community Development is authorized to issue a loan
commitment in accordance with the terms of this resolution, and be it further
RESOLVED, that the IURA Chairperson, upon the advice of the and IURA Attorney, is hereby
authorized to execute all necessary and appropriate documents to implement this
resolution, including, but not limited to, executing loan agreement documents.
Carried Unanimously 5‐0
Myrick asked if any concerns were expressed at the 10/23/12 Planning Board meeting that the
project represents a use incompatible with the surrounding neighborhood. Cornish replied, no.
B. IURA Neighborhood Housing Initiative Financial Assistance Program ― Finalize Program
Guidelines & Authorize Issuance of Notice of Funding Availability (NOFA)
Farrell suggested removing the last paragraph (“Alternative Owner‐Builder Implementation”) from
the 2012 Proposed Revisions to the Neighborhood Housing Initiative Program document. No
objections were raised.
Farrell suggested clarifying the document so that it is ‘builder‐neutral’. The current language
appears to restrict it to developers. Bohn indicated such a change would be made.
IURA Minutes
October 25, 2012
Page 9 of 12
Rosario moved, seconded by Farrell:
Neighborhood Housing Initiative Program ― Issue Notice of Funding Availability
WHEREAS, on March 22, 2012 and October 3, 2012, the Ithaca Urban Renewal Agency (IURA) and
the City of Ithaca Common Council authorized conversion of the Neighborhood Housing Initiative
(NHI) program to a financial assistance program without any change to the goal or objectives of
the program, and
WHEREAS, this program has the goal of acquiring non‐owner occupied residential properties that
negatively affect a neighborhood, renovating the property and selling it to owner occupants at
fair market value, and
WHEREAS, establishing the sale price at fair market value is intended to minimize the amount of
the public subsidy required to undertake the project, and
WHEREAS, the objectives of the program are to eliminate blighting conditions; increase the
number and percentage of homeowners in the City; convert rental properties to owner‐
occupancy status; and stimulate private sector investment in neighborhoods, and
WHEREAS, approximately $600,000 in NHI bond proceeds are available; and
WHEREAS, the Ithaca Urban Renewal Agency (IURA) is responsible to implement the NHI program
by providing financial assistance to housing developers who commit to undertake eligible
projects to upgrade substandard, non‐owner‐occupied housing to be sold at fair market value
(minus any additional development subsidies the housing developer secures to reduce the sales
price) to a homeowners agreeing to at least a 25‐year owner‐occupancy requirement, and be it
further
WHEREAS, the IURA Governance Committee discussed this matter at their October 19, 2012
meeting and recommends the following; now, therefore, be it
RESOLVED, that the IURA hereby adopts the 2012 proposed modifications to the Neighborhood
Housing Initiative Program description, dated October 15, 2012, and be it further
RESOLVED, that the IURA authorizes staff to issue a Notice of Funding Availability seeking funding
proposals for use of NHI program funds in accordance with the NHI program description.
Carried Unanimously 5‐0
Kittel observed there is also some potential ambiguity inherent in the term “owner‐occupied.”
“Owner‐occupied” could conceivably refer to non‐profits, as well, for example, who operate out of a
residential home. Rosario remarked that should be re‐examined. Farrell indicated the document
should go back to committee to resolve this issue.
IURA Minutes
October 25, 2012
Page 10 of 12
Myrick asked if any parties were awaiting the adoption of the document, in order to apply for funds.
Bohn replied, yes. He believes INHS has a couple of properties in mind for the program.
Cornish clarified that the definition of “owner” in the City Code defines “owner as a “person who
maintains his/her principal residence in property for more than six months of each calendar year”.
The Agency agreed this definition resolves this question.
C. Review of IURA Financials, September 2012
Grants Summary
Rosario noted that the IURA’s Spend Down Ratio continues to be in good shape and there are no
problems associated with any of the grants at this time.
Loan Repayments
Rosario noted that Diane’s Downtown Automotive is past due on its repayments. Bohn indicated
the IURA has been in touch with them and is still awaiting a response. Farrell added that she
believes Diane’s may have lost its rental contract with National Car Rental, which may have led to
the delinquency.
Lease Payments
Rosario indicated that Perfect Screen Printers has been lagging in its payments; however, this is not
unusual for them and they have always made payment eventually. He noted that billing has been
resent.
D. HUD Correspondence
Bohn remarked that HUD is now in the process of preparing the grant agreement with the City to
release FY 2012 Entitlement grant funds based on IURA correspondence reporting that HUD grant
bank accounts have been transferred to the City and committing to develop a City‐IURA agreement
clarifying roles and responsibilities to administer HUD grants awarded to the City. He noted that
HUD has also indicated that it is expecting to receive a copy of the agreement with the City. Bohn
subsequently explained to HUD, however, that HUD’s last letter only called for proof of a
commitment to entering into an agreement with the City. He noted that this distinction is fairly
critical, given the protracted process that would be involved in finalizing the agreement (e.g., legal
review, obtaining Common Council approval, etc.). IURA has funding commitments for 2012 that
are due, so it is important to get this resolved expeditiously. HUD is supposed to be contacting the
IURA within the next few days with its answer.
IURA Minutes
October 25, 2012
Page 11 of 12
E. Committee Chairperson Report
Rosario reported that the committee discussed the currently proposed changes to the CIIP (Community
Investment Incentive Program) at length. One of the committee’s concerns involved a question about
how much sense it actually makes to make changes to the CIIP program before the Comprehensive
Plan has been completed, since the Comprehensive Plan is supposed to be addressing the city’s
transition areas and areas of potential friction.
Another concern mentioned by committee members involved the recently approved Holiday Inn
project. When the project developers met with neighbors and presented their case on how the project
would benefit the city, no mention was ever made of the developer’s plans to apply for CIIP or any
other tax abatement, which would have significantly reduced the amount of tax revenue to the City.
Rosario observed that overall it seems the communication process between the developer, the
neighbors, and the City could have been improved.
Myrick remarked it was his understanding the developer had always intended to apply for a tax
abatement. Given that the current CIIP expires at year’s end, he added, it is probably best to adopt the
revised new CIIP, even if the Comprehensive Plan has not yet been completed.
Bohn stressed that the new version of the CIIP provides a lesser abatement than the current one, so
new applicants will not be benefiting as much as it would have been under the old program. He also
noted that Tompkins County Industrial Development Agency (IDA) is free to impose its own additional
standards and mitigations on CIIP applications.
Farrell asked if the IURA is supposed to be providing formal written comments to Common Council.
Myrick responded he can accept any comments himself and share them with Common Council.
Bohn noted that nothing had been formally drafted by the Governance Committee. It is just a matter
of communicating the IURA’s general concerns regarding the new CIIP’s potential impact on transition
areas. Rosario agreed, noting that the primary concern was with the edges. He added, however, that
there was another concern with the fact that no hardship requirement is associated with the program
― there is nothing that requires the applicant to demonstrate financial need.
VII. Other New/Old Business
A. City/Cornell Opportunities ― None.
B. IURA Chairperson Report ― None.
C. Common Council Liaison Report ― None.
IURA Minutes
October 25, 2012
Page 12 of 12
D. Staff Report ― None.
E. Next Meeting Date: November 29, 2012
X. Adjournment
The meeting was adjourned by consensus at 10:06 A.M.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.