HomeMy WebLinkAboutMN-IURAGOV-2012-03-16Ithaca
Urban
Renewal
Agency
Adopted 6/22/12
108 East Green Street
Ithaca, New York 14850
(607) 274-6559 6559
MINUTES MINUTES
IURA Governance Committee IURA Governance Committee
8:30 AM, Friday, March 16, 2012 8:30 AM, Friday, March 16, 2012
3rd Floor Conference Room, City Hall 3rd Floor Conference Room, City Hall
Present: Chairperson Susan Cummings, Kathy Schlather, Eric Rosario Present: Chairperson Susan Cummings, Kathy Schlather, Eric Rosario
Staff: Nels Bohn, Charles Pyott Staff: Nels Bohn, Charles Pyott
Public: None Public: None
I. Call to Order I. Call to Order
The meeting was called to order by Chairperson Cummings at 8:38 a.m. The meeting was called to order by Chairperson Cummings at 8:38 a.m.
II. Agenda Additions/Deletions II. Agenda Additions/Deletions
None. None.
III. Public Comments – None III. Public Comments – None
IV. Approval of Meeting Minutes: February 17, 2012 IV. Approval of Meeting Minutes: February 17, 2012
Cummings moved, seconded by Rosario, to approve the February 17, 2012 minutes,
with 2 minor modifications. Carried Unanimously.
Cummings moved, seconded by Rosario, to approve the February 17, 2012 minutes,
with 2 minor modifications. Carried Unanimously.
V. New Business V. New Business
A. Procurement of Independent Legal Services, Mariette Geldenhuys, Attorney‐at‐Law
& Richard P. Ruswick, Attorney‐at‐Law
A. Procurement of Independent Legal Services, Mariette Geldenhuys, Attorney‐at‐Law
& Richard P. Ruswick, Attorney‐at‐Law
Cumming suggested re‐crafting the original resolution into two separate resolutions,
which Bohn agreed to do.
Cumming suggested re‐crafting the original resolution into two separate resolutions,
which Bohn agreed to do.
Moved by Rosario, seconded by Schlather: Moved by Rosario, seconded by Schlather:
2012 Procurement of Independent Legal Services, Richard P. Ruswick,
Attorney‐at‐Law
2012 Procurement of Independent Legal Services, Richard P. Ruswick,
Attorney‐at‐Law
WHEREAS, the contract for independent legal services expired on February 29, 2012,
and
WHEREAS, the contract for independent legal services expired on February 29, 2012,
and
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WHEREAS, in accordance with IURA procurement policy and regulations contained in
24 CFR §85.36, the IURA issued a Request for Proposals (RFP) for independent
consulting services to provide technical assistance for development, administration
and implementation of the IURA community development program, including loan
underwriting, and
WHEREAS, a legal notice advertising the RFP was published in the January 11, 2012
edition of the Ithaca Journal, and
WHEREAS, three proposals were received to the RFP from the following responders:
• Mariette Geldenhuys, Attorney‐at‐Law;
• Pannone Lopes Devereaux & West, LLC;
• Richard P. Ruswick, Attorney‐at‐Law, and
WHEREAS, per the RFP, selection of the contractor(s) is based on an evaluation of
technical skill (30%), relevant experience (30%), cost (25%), and Section 3 qualified
(10%), and
WHEREAS, Ruswick possesses special expertise in legal areas of real estate, business
law, bankruptcy/collections, HOME regulations and land trusts, and
WHEREAS, staff evaluation ranked the responders in the following descending rank
order:
1. Mariette Geldenhuys, Attorney‐at‐Law;
2. Richard P. Ruswick, Attorney‐at‐Law;
3. Pannone Lopes Devereaux & West, LLC, and
WHEREAS, Ruswick has been providing the IURA with legal services under previous
contracts and the IURA has been highly satisfied with the work performed, and
WHEREAS, Ruswick has agreed to provide legal services to the IURA at a maximum
billing rate of $170 per hour, and
WHEREAS, under applicable procurement regulations, a contractor selected through
an initial competitive selection process may be renewed for three additional one‐year
terms without undertaking a new competitive selection process, and
WHEREAS, the 2012 IURA budget recommended a total authorized contract amount
of $22,500 for legal services, and
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WHEREAS, at their meeting of March 16, 2012, the Governance Committee reviewed
this matter and recommended awarding contracts for independent legal services to
both Mariette Geldenhuys, Attorney‐at‐Law, and Richard P. Ruswick, Attorney‐at‐Law;
now, therefore, be it
RESOLVED, that IURA Chair is hereby authorized, upon review of IURA legal counsel,
to execute an agreement for independent contracting services with Richard P.
Ruswick, Attorney at Law, for legal services at a maximum hourly rate of $170 per
hour with the total amount not to exceed $5,000, and be it further
RESOLVED, that the source of such funds for legal services shall be derived from a
variety of funding sources, including, but not limited to, CDBG and HOME funds, and
expenses shall be billed to the appropriate source of funds for which the legal work
was performed.
Carried Unanimously 3‐0
Moved by Rosario, seconded by Schlather:
2012 Procurement of Independent Legal Services, Mariette Geldenhuys,
Attorney‐at‐Law
WHEREAS, the contract for independent legal services expired on February 29, 2012,
and
WHEREAS, in accordance with IURA procurement policy and regulations contained in
24 CFR §85.36, the IURA issued a Request for Proposals (RFP) for independent
consulting services to provide technical assistance for development, administration
and implementation of the IURA community development program, including loan
underwriting, and
WHEREAS, a legal notice advertising the RFP was published in the January 11, 2012
edition of the Ithaca Journal, and
WHEREAS, three proposals were received to the RFP from the following responders:
• Mariette Geldenhuys, Attorney‐at‐Law;
• Pannone Lopes Devereaux & West, LLC;
• Richard P. Ruswick, Attorney‐at‐Law, and
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WHEREAS, per the RFP, selection of the contractor(s) is based on an evaluation of
technical skill (30%), relevant experience (30%), cost (25%), and Section 3 qualified
(10%), and
WHEREAS, Geldenhuys possesses special expertise in legal areas of municipal law,
real estate, not‐for‐profits, financial transactions and loans, and family law, and
WHEREAS, staff evaluation ranked the responders in the following descending rank
order:
1. Mariette Geldenhuys, Attorney‐at‐Law;
2. Richard P. Ruswick, Attorney‐at‐Law;
3. Pannone Lopes Devereaux & West, LLC, and
WHEREAS, Geldenhuys has been providing the IURA with legal services under
previous contracts and the IURA has been highly satisfied with the work performed,
and
WHEREAS, Geldenhuys has agreed to provide legal services to the IURA at a
maximum billing rate of $180 per hour, and
WHEREAS, under applicable procurement regulations, a contractor selected through
an initial competitive selection process may be renewed for three additional one‐year
terms without undertaking a new competitive selection process, and
WHEREAS, the 2012 IURA budget recommended a total authorized contract amount
of $22,500 for legal services, and
WHEREAS, at their meeting of March 16, 2012, the Governance Committee reviewed
this matter and recommended awarding contracts for independent legal services to
both Mariette Geldenhuys, Attorney at Law, and Richard P. Ruswick, Attorney at Law;
now, therefore, be it
RESOLVED, that IURA Chair is hereby authorized, upon review of IURA legal counsel,
to execute an agreement for independent contracting services with Mariette
Geldenhuys, Attorney at Law, for legal services at a maximum hourly rate of $180 per
hour with the total amount not to exceed $17,500, and be it further
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RESOLVED, that the source of such funds for legal services shall be derived from a
variety of funding sources, including, but not limited to, CDBG and HOME funds, and
expenses shall be billed to the appropriate source of funds for which the legal work
was performed.
Carried Unanimously 3‐0
B. Procurement of Independent Community Development Consulting Services, H.
Sicherman & Company, Inc.
Bohn indicated no other responses to the RFP had been received. He also observed that
that approximately 90% of IURA’s use of community development consulting services
has been for loan underwriting.
Moved by Schlather, seconded by Rosario:
2012 Procurement of Independent Consulting Services, H. Sicherman & Co., Inc.
WHEREAS, the contract for independent professional consulting services will expire on
February 29, 2012, and
WHEREAS, in accordance with IURA procurement policy and regulations contained in
24 CFR §85.36, the IURA issued a Request for Proposals (RFP) for independent
consulting services to provide technical assistance for development, administration
and implementation of the IURA community development program, including loan
underwriting, and
WHEREAS, a legal notice advertising the RFP was published in the January 13, 2012
edition of the Ithaca Journal, and
WHEREAS, the RFP was mailed to six community development consultants active in
New York state and the RFP was designed to allow a consultant to submit a proposal
to provide services for a portion of the scope of services to enhance the number of
responses, and
WHEREAS, one proposal was received to the RFP, from H. Sicherman & Co., Inc.,
(“Sicherman”), who proposes to provide the full scope of services identified in the RFP,
and
WHEREAS, Sicherman has agreed to provide consulting services at a maximum rate of
$149 per hour, and
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WHEREAS, Sicherman possesses strong technical skills and extensive experience in the
development, administration and implementation of community development
programs, and
WHEREAS, H. Sicherman & Co., Inc. has been providing the IURA with consultant
services under previous contracts and the IURA has been highly satisfied with his
performance, and
WHEREAS, under applicable procurement regulations, a contractor selected through
an initial competitive selection process may have their contract extended for up to a
total of three years before undertaking a new competitive selection process, and
WHEREAS, the 2012 IURA budget recommended an authorized contract amount not
to exceed $13,000, and
WHEREAS, at their February 17, 2012 meeting the Governance Committee considered
this issue and recommended the following; now, therefore, be it
RESOLVED, that the IURA Chairperson is hereby authorized, upon review of IURA legal
counsel, to execute an agreement for independent consulting agreement with H.
Sicherman & Co., Inc. for community development consulting services at a maximum
hourly rate of $149 per hour with the total not to exceed $13,000, and be it further
RESOLVED, that the source of such funds for professional consulting services shall be
derived from a variety of funding sources, including, but not limited to, CDBG and
HOME Entitlement funds, and expenses shall be billed to the appropriate source of
funds for which the consulting work is performed.
Carried Unanimously 3‐0
C. Neighborhood Housing Initiative Program (NHIP), Amendment to Convert
Program to Financial Assistance Program Administered by IURA
Bohn indicated the proposed resolution seeks to address persistent concerns that the
program, as originally instituted, burdened the IURA with unnecessary costs/risks, took
too long to implement, and required too much time spent in oversight. The six projects
completed under the program, however, were important projects that have had a
strong positive impact on the community (e.g., helping eliminate blighting conditions,
increasing tax values, etc.). The remaining NHIP funds represent a resource that can still
be employed effectively if some changes are made to how the program operates.
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The proposed resolution both maintains the original objectives of the program and
opens up the possibility of transforming the program into an affordable housing home
ownership program.
Cummings asked if a deed restriction requirement was a part of the original program, to
which Bohn replied, yes, as a 25‐year owner‐occupancy restriction.
Cummings expressed her concern that the program may not ultimately guarantee
participating properties remain owner‐occupied on a long‐term basis. Perhaps a 50‐100
year deed restriction would be more effective, she suggested.
Bohn indicated there would also be an added layer of protection for those homes
enrolled in the INHS community housing land trust program. Bohn added that
extending the deed restriction parameters or making any other substantive changes to
the program would need to be deferred until Phase 2 of the program. Schlather asked
when Phase 2 would be launched, to which Bohn replied it had not been determined,
although the intent would most likely be to move forward reasonably quickly into Phase
2 (for which both IURA and Common Council approval would be required).
Cummings asked about the reference to “contextually compatible homes” in the
resolution. Bohn indicated this language was intended to provide the IURA the
opportunity to review construction designs.
Moved by Rosario, seconded by Schlather:
Neighborhood Housing Initiative Program, Amendment to Convert Program to
Financial Assistance Program to Housing Developers Who Commit to Undertake
NHI‐Eligible Projects
WHEREAS, on December 5, 2000, Common Council and the Ithaca Urban Renewal
Agency adopted the Neighborhood Housing Initiative (NHI) program, and
WHEREAS, this program has the goal of acquiring non‐owner occupied residential
properties that negatively affect a neighborhood, renovating the property and selling
it to owner occupants at market rate, and
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WHEREAS, the objectives of the program are to eliminate blighting conditions;
increase the number and percentage of homeowners in the City; convert rental
properties to owner occupancy status; and stimulate private sector investment in
neighborhoods, and
WHEREAS, the Ithaca Urban Renewal Agency (IURA) administers the program on
behalf of the City, and
WHEREAS, $1,050,000 of bond funding has been issued to complete six homes at an
average subsidy of approximately $70,000 per property, and
WHEREAS, approximately $600,000 in bond proceeds are on account from sale of
rehabilitated homes, and
WHEREAS, the Homeownership Investment Committee (HIC) was established to
oversee and implement the NHI program to acquire, rehabilitate and sell homes
through a contractor, and
WHEREAS, in 2011 the Homeownership Investment Committee concluded that the
program as configured was no longer meeting the cost objectives of the program to
rehabilitate and sell 17‐23 homes per $1 million of bonding at an average subsidy of
approximately $50,000 per property. The HIC raised concerns about:
• the significantly higher acquisition costs due to a stronger housing market;
• high rehabilitation costs resulting in higher subsidies;
• the lack of incentives for the contractor to complete projects in a timely fashion;
• high holding expenses caused by holding ownership of the property for extended
periods of time during the design, permitting, rehabilitation, and resale phases
of the project, and
WHEREAS, the IURA discussed this matter at their December 22, 2011 meeting where
there was widespread agreement that the financial resource should be retained by the
IURA to increase home ownership, preferably affordable home ownership, on
condition that the IURA limit its role to providing financial assistance to housing
developers to achieve the objectives of the program, and
WHEREAS, the IURA Governance Committee discussed this matter at its January and
March meetings and recommends a two‐stage approach for use of the NHI bond
proceeds:
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Stage 1 – convert the method of implementing the existing program to authorize the
IURA to fund housing developers who propose projects to upgrade substandard,
non‐owner‐occupied housing and sell them at fair market value to homeowners with a
25‐year deed restriction, and
Stage 2 – modify the objective of the program to create new affordable
homeownership opportunities either through rehabilitation of substandard
non‐owner‐occupied housing or through new construction of compatible homes on
vacant lots, and
WHEREAS, changing the objective of the program will require more extensive bond
counsel review than a change in the method of implementing the program; now,
therefore, be it
RESOLVED, that the IURA hereby approves modifying the Neighborhood Housing
Initiative program guidelines to modify the method of implementing the existing
program to authorize the IURA to fund housing developers who commit to undertake
projects to upgrade substandard, non‐owner‐occupied housing to be sold at fair
market value (minus any additional development subsidies the housing developer
secures) to a homeowners agreeing to at least a 25‐year owner‐occupancy
requirement, and be it further
RESOLVED, that the staff is directed to work with bond counsel to determine legality
to use tax‐exempt bond funds for a modified program that seeks to create new
affordable homeownership opportunities through rehabilitation of substandard
non‐owner‐occupied housing or through new construction of contextually compatible
homes on vacant, or underutilized parcels to be permanently affordable for
owner‐occupancy through a community housing land trust or other similar
mechanism.
RESOLVED, that the IURA Chair is hereby authorized to take any actions necessary to
implement this resolution.
Carried Unanimously 3‐0
D. City Divestiture of Certain Surplus Properties
Bohn noted that BPW determined three parcels of City‐owned property at 213‐215 W.
Spencer St. & 321 Elmira Rd. are not needed for public uses and recommended to the
Planning & Economic Development Committee (P&EDC) that they be divested.
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P&EDC indicated it would like to see affordable housing on the Spencer Road property,
perhaps as a part of a sale agreement with INHS; while the Elmira Road property would
most likely simply be sold to the highest bidder.
Cummings remarked that the stream going through the Elmira Rd. property should be
discussed as an opportunity for making it into an open stream for public use and
possible streamside walking trail to connecting Spencer Rd. to Elmira Rd. She asked
Bohn if the City has the ability to place conditions on the sale of the property, to which
Bohn replied, yes, through easements for instance.
For the Cherry Street property also being considered for sale, Bohn remarked, the
current intent is not to sell the entire parcel. BPW is instead recommending splitting it
into a front‐portion for sale and a rear‐portion to be retained as wetlands.
Cummings asked if any there has been any discussion of changing the zoning on the
Cherry Street property, to which Bohn replied, no. Cummings responded that it is
waterfront land and residential uses should really be seriously considered for it. Bohn
remarked that the hope has been to establish some kind of job‐creating use on the
property; and there is currently no zoning mechanism that would permit both industrial
and residential uses at that site.
E. Preliminary List of Properties Potentially Subject to City Tax Foreclosure
Bohn noted the list of properties potentially subject to city tax foreclosure received from
the County is a very preliminary list of properties at risk of being foreclosed upon and
auctioned. Several properties on the list are likely to pay their taxes prior to the final
deadline for the City taking title to the properties.
Cummings observed the Transeuropa properties include 2 condemned buildings; in light
of this, she does not understand why the City would agree to a negotiating a possible
payment plan with the owner of condemned buildings. Bohn indicated he would raise
the subject at the next City staff meeting. Correspondence between the IURA and
P&EDC might be a means of examining the possibility of changing City policy to prevent
owners of delinquent condemned properties from being permitted to negotiate
payment plans. Cummings noted the correspondence should also be sent to the
Building Department and the Chamberlain’s Office.
Rosario observed the subject would also be useful to discuss over the course of the
current comprehensive planning process.
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F. Review of IURA Financials, February 2012
Bohn remarked the current grants continue to be spent down on a steady basis. The
INHS Homeowner Rehab program is progressing rapidly with 13 individual projects
underway or completed. He noted that the IURA is ready to draw CDBG funding to
reimburse the City for two years of GIAC funding subject to final clarification on the cost
documentation from the City Controller. Bohn noted that both loan repayments and
lease payments are also in good standing.
VI. Old Business
A. FY2010 City Audit Schedule
Bohn reported that the draft audit was supposed to have already been sent to the City
Administration Committee (CA), but was ultimately not completed in time. At this
point, it is anticipated the audit will go to CA in April 2012. Bohn added that the IURA
did, unfortunately, receive another notice from the state Public Authorities office about
the delinquent audit. Cummings indicated the Mayor should be informed of the
situation. Bohn observed that Common Council Liaison Chris Proulx will also be
informed.
B. Development of City Comprehensive Plan
Rosario indicated the listing of the two Council members consulted in the creation of
the Comprehensive Plan “Planning Influences” report appears a little arbitrary. Since
this concern was first raised, Rosario determined they appeared to have been selected
merely because of their association with the Belle Sherman‐Bryant Park neighborhood.
Rosario indicated he would like to see a more standardized approach to consulting with
Council and former Council members for providing input into the Comprehensive Plan.
Cummings indicated the Planning & Development Department Director should be
notified that the inclusion of the two Council/former Council members was not, in fact,
part of a larger meeting, as was first suggested. Bohn indicated he would do so.
(Rosario departed at 10:10 a.m. and the quorum was lost.)
C. Deficient Sidewalks Issue ― Follow‐Up
Cummings noted that some City‐installed sidewalk segments were recently identified as
seriously deficient (i.e., spalled, etc.) and some residents have been asked to pay for
these new sidewalks. This was discussed at the last committee meeting; and she would
just like to ensure the subject is brought before the full IURA for discussion, as well. The
issue is scheduled for discussion by the Board of Public Works and Cummings would like
to see the IURA support the low‐income families being affected.
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Schlather agreed, noting that the way the situation is currently being handled ultimately
results in significant financial inequities.
Cummings noted a discussion also needs to take place at Common Council, so it can
provide guidance to BPW on how to improve the whole system. The larger question of
who should be paying for sidewalk repairs needs to be addressed; and perhaps a
mechanism could be identified for shifting the cost of sidewalk maintenance to City
taxpayers in aggregate.
D. Community Housing Land Trust
(No discussion took place, due to time considerations.)
VII. Staff Report
(None, due to time considerations.)
VIII. Other Business
A. Next Meeting: April 20, 2012
IX. Adjournment — Adjourned by consensus at 10:35 a.m.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.