HomeMy WebLinkAboutMN-IURA-2011-10-27Approved 11/8/11
108 East Green Street
Ithaca
Urban
Renewal
Agency
Ithaca, New York 14850
(607) 274-6559
(607) 274-6558 (fax)
MINUTES
ITHACA URBAN RENEWAL AGENCY
Common Council Chambers, City Hall
8:30 A.M., Thursday, October 27, 2011
Members: Mayor Carolyn Peterson, Susan Cummings, Ayana Richardson, Doug Dylla, J.R. Clairborne
(Common Council Liaison)
Absent: Tracy Farrell
Guests: Gary Ferguson, Downtown Ithaca Alliance (DIA), Executive Director
Paul Mazzarella, Ithaca Neighborhood Housing Services (INHS), Executive Director
Staff: JoAnn Cornish, Nels Bohn, Sue Kittel, Charles Pyott
I. Call to Order
Chairperson Peterson called the meeting to order at 8:39 A.M.
II. Agenda Additions/Deletions
Bohn recommended deferring discussion of agenda item “VIII. B.” (“Restore NY III, Request
from Italthai, LLC for a Modification of the $900,000 Restore NY III City Loan to Forgive the
Loan After Seven Years”), since more legal research still needs to be conducted. No
objections were raised.
III. Public Comment – None
IV. Review of Draft Meeting Minutes: September 22, 2011
Dylla moved, seconded by Richardson, to approve the September 22, 2011 minutes, with a
minor modification.
Carried Unanimously 3‐0
V. Special Order of Business (deferred to later in the meeting)
VI. Governance Committee
A. Cayuga Green – Donation to City of Ithaca of Temporary & Permanent Easements to
Facilitate East Clinton Street Bridge Replacement Project
Bohn indicated the project involves replacing the East Clinton Street Bridge (by the Cayuga
Street Garage), reaching as far as Prospect Street and Aurora Avenue. Due to a delay
associated with the requisite easements and right‐of‐way, the City will undertake the project in
two separate phases. Phase One comprises the replacement and widening of the Clinton Street
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October 27, 2011
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bridge and road work to Cayuga Street, requiring both permanent and temporary easements
from the IURA.
A temporary construction easement would permit work along the curb line and construction in
the landscape bed near the Cayuga Garage southeastern stair tower, while a permanent
highway easement would permit the installation of the storm drainpipe. IURA would donate
the easement to the People of New York State and convey it back to the City upon project
completion. The work will include the installation of a concrete deck and sidewalks on both
sides, and a bike lane, resulting in increased safety along the bridge.
Peterson asked if the City needs to take any specific action to accept the easement, to which
Bohn replied he is not certain but it seems it would be automatically conveyed to the City. The
drainpipe being installed is deep underground and would not represent an obstruction of any
kind.
Richardson moved, seconded by Dylla:
Cayuga Green — Donation of Temporary & Permanent Easements to City of Ithaca to
Facilitate East Clinton Street Bridge Replacement Project
WHEREAS, the City of Ithaca proposes to undertake replacement of the East Clinton
Street bridge adjacent to the Cayuga Green project, and
WHEREAS, the Ithaca Urban Renewal Agency owns real estate along the north side of
Clinton Street from Six Mile Creek to Cayuga Street (tax map #81.‐02‐3 and #81.‐02‐4)
where temporary construction and installation of storm drainage facilities are proposed
as part of bridge replacement project, and
WHEREAS, the City requests IURA donation of a temporary construction easement and
permanent highway easement, and
WHEREAS, the surface of the IURA property will be returned to original condition and
egress from the Cayuga Garage stair tower will not be obstructed by the easement, and
WHEREAS, the IURA Governance Committee considered this matter at their October 21,
2011 meeting and recommends the following; now, therefore, be it
RESOLVED, that the IURA hereby approves the request to donate temporary
construction easements and a permanent highway easement over IURA property along
E. Clinton Street (tax map #81.‐02‐3 and #81.‐02‐4) to the City of Ithaca to facilitate the
East Clinton Bridge Replacement project, subject to a condition that such easements
shall not obstruct the public fire egress route from the Cayuga Garage southeastern stair
tower, and be it further
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October 27, 2011
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RESOLVED, that the IURA Chairperson, upon advice of IURA legal counsel, is hereby
authorized to execute all necessary and appropriate documents to implement this
resolution.
Carried Unanimously 3‐0
V. Special Order of Business
A. Downtown Ithaca Housing Demand Analysis, The Danter Company — Recommendations
in DIA’s Downtown Ithaca 2020 Strategic Plan
Ferguson recapitulated the salient details of the study, noting it contains a considerable amount
of valuable information. The primary purpose of the study is to identify potential demand for
new multi‐family housing and condominium development in downtown Ithaca and immediate
vicinity. Ferguson then provided Board members with a document entitled “Downtown Ithaca
Danter Company Apartment Demand Analysis: Summary & Highlights.”
Ferguson noted the study focuses on the downtown area and its immediate environs, so it only
encompasses the more urbanized and built‐up portions of the city (generally bounded by
Buffalo Street to the north, Aurora Street to the east, Clinton Street to the south, and Albany
Street to the west). A second forthcoming study will focus on Tompkins County. Ferguson
noted the downtown area was not precisely delineated, but generally encompasses what is
considered a ‘walkable’ area. The study is based on a field survey of 100% of the apartments in
the target area, representing 5,000 units, 4,800 of which are unsubsidized.
Ferguson remarked that Ithaca’s 0.5% vacancy rate is particularly low. Peterson asked what a
relatively acceptable vacancy rate was considered to be, to which Ferguson replied he believes
it is generally considered 7‐8%, depending on the particular market, community, and operating
philosophy. By any standard, however, he stressed, 0.5% is considered extremely low.
Anything below 5% would generally be flagged. Ferguson remarked the housing study reveals
very strong demand for housing in the greater downtown area, representing a demand of
approximately 1,350 units over five years at various price points.
(Cummings arrived at 8:55 a.m.)
Peterson asked if the effective market area (EMA) had been mapped out, to which Ferguson
replied, yes. He referred the Board to the maps included in the survey report (e.g., “IV‐2, Site
Effective Market Area Map”).
Cummings expressed her concern that the target area itself is not precisely mapped, which she
believes is critical for defining neighborhood edges and demarcating residential areas. Without
a more precise delineation of the target area, she fears neighborhoods lying within the target
area may be placed at risk, pressured by individuals seeking to buy lots and tear houses down
for the purpose of consolidating lots, thereby displacing homeowners and leading to the
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October 27, 2011
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precipitous gentrification of neighborhoods. She asked when a map would be generated, and
by whom. Ferguson responded that Danter indicated he is not inclined to define it further,
since it involves a more political set of decisions, than market‐driven ones. Ferguson added the
study should be viewed strictly as an analysis of the target area’s market potential, irrespective
of where one happens to think development should occur.
Ferguson went on to remark that despite the strong demand identified in the study, including
demand in for‐sale units, caution should be exercised in acting on this information, since the
current reality of the financial marketplace constrains the amount of development that can
take place, especially for for‐sale units as banks have not been lending for condominiums.
Regarding for‐sale units, Ferguson remarked, there is a relatively small amount of demand at
the high end of the spectrum. As one goes further down the economic scale, however, the
number of for‐sale units that can be supported progressively increases. For rental units,
Ferguson observed, the distribution is similar. The ultimate question is whether the demand
will be met with projects located in the city or located outside the city.
Regarding luxury units, Ferguson noted the projected square footage listed in the survey is
what is being recommended to developers. The prices per square foot are strong and could
help support projects at the high end; however, the low end would still require some form of
financial incentive or subsidy.
Ferguson noted the three most sought‐after housing characteristics are: (1) an open and airy
entry way; (2) bedroom size; and (3) closet space. He also noted the amenities needed to
attract residents do not always correspond to those needed to retain them.
Ferguson noted one interesting finding of the study is that Ithaca rents tend to be relatively
high and yet the quality of the units is actually surprisingly low, as measured by Danter’s
Comparability Index. Ithaca’s average quality rating is 16.5, which is low compared to most
communities (even other college communities). The study recommends a rating of 23‐29 for
new projects.
Ferguson reported the three key policy‐related findings of the study as: (1) the dramatically low
vacancy rates; (2) the low overall quality of housing relative to price; and (3) the gap in the
continuum of housing available in the marketplace — while it has been common to intuitively
assume the housing gap lies at the lowest end of the spectrum, it also lies in the mid‐range.
Another finding of the study, Ferguson observed, is that the growing demand for housing for
seniors, representing 8% of total usage and the fastest‐growing segment of the market, is not
satisfactorily being met. In addition, he noted, the overall preference for renting, as opposed to
owning, will likely continue to increase over the next few years, as it has over the past three
years. Ferguson remarked transit corridors can also be a major determinant of demand and
investor interest.
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October 27, 2011
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Bohn asked if current un‐built projects (e.g., Collegetown Terrace, Seneca Way, Breckenridge
Place, etc.) were included in the study’s projected amount of housing units demanded, to which
Ferguson replied, no.
Ferguson took the opportunity to add that Danter is a very conservative firm and that, in most
cases, communities exceed its projections.
Peterson asked if a Comparability Index quality rating of 23.5 would not in fact correspond
more to upscale or luxury housing, to which Bohn replied, no. Breckenridge Place, for example,
would correspond to a 23.5 rating or higher. Ferguson agreed the quality index does not
correlate directly to income‐level and noted the study recommends low‐to‐moderate income
projects aim for a 23.5 rating or higher.
Cummings thanked Ferguson for his comments. She stressed to the Board that the study
should be viewed strictly as a market study. There are several areas of the study which will
likely conflict with common City and IURA public policy objectives (i.e., the tension between
private sector interests and public sector objectives). Cummings expressed concern that
municipal policy makers may not immediately discern the conflict between the two.
Cummings indicated another area of potential concern involves the parking issue. As a rule,
parking is an important and often contentious issue in Ithaca; however, she does not see much
in the study that examines the subject. She would like to see more data to help the city achieve
its parking‐related objectives. With appropriate data, Cummings suggested, some clever
strategies might be devised to provide effective automobile substitutes. Examining what kinds
of things other communities do would also be helpful.
Ferguson responded that parking was addressed in the study and it is quite clear parking
remains an important amenity, for non‐students in particular. It is an option people prefer to
have available to them and it helps attract potential residents (although, ironically, parking
amenities often end up going unused or under‐used).
Cummings noted some of the IURA’s objectives could be achieved through the development of
high‐income housing in certain areas of the city, such as Strawberry Fields.
Ferguson remarked that one of the primary challenges for policy makers will be how to
promote for‐sale housing. He stressed that if the City does not act on the information
contained in the study, the demand will eventually be met elsewhere.
Richardson indicated she has facilitated many housing searches and it appears to her that many
upper‐income potential buyers tend to be pushed out further away from the city — even
though many of them initially express interest in the downtown area, there does not seem to
be much available to them.
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October 27, 2011
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Cummings remarked that another demographic to consider is college students. Ferguson
agreed, noting that even though downtown is generally not considered to be a college student
locus, 40% of downtown housing is in fact student‐occupied.
Mazzarella asked if non‐student and student housing were broken out in the study, to which
Ferguson replied that, while the study does distinguish between the two, the analysis itself
principally focuses on non‐student demand.
Richardson remarked many students expressly seek out specific housing characteristics, such as
a more communal configuration or ambiance, so by the same token there should be ways of
attracting a non‐student population, as well.
Dylla asked if the study examines demographic trends, to which Ferguson replied, yes. Dylla
remarked that baby boomer and senior demand is probably underestimated. Ferguson agreed,
noting again that the Danter firm can be conservative in some of its estimates.
Peterson observed that the state Regional Economic Development Council’s healthcare plan for
senior living treats seniors as living in isolated communities, which does not seem to make a
great deal of sense in today’s market, and represents the type of approach the city should
probably seek to avoid.
Peterson thanked Ferguson for his comments.
VI. Governance Committee
B. Ithaca Neighborhood Housing Services, Inc. (INHS) Proposed Acquisition of Mutual
Housing Association of Tompkins County (MHATC) Real Estate for Continued Use As
Affordable Housing
1. Subordinate IURA’s Option to Re‐Acquire 512 Alice Miller Way Property to INHS
2. INHS Proposal to Restructure City Loan to MHATC to Be Assumed by INHS
Mazzarella recapitulated the salient details of the proposal. Prompted by the serious
deterioration in MHATC’s financial and operational integrity, INHS has for some time been
exploring options for acquiring the real estate portion of MHATC’s operations, including all
its obligations. The properties in question are 28 units in the Northside neighborhood and
are currently in default. INHS would completely refinance the debt, pay off all delinquent
debts, make improvements to the property, and recapitalize the depleted reserve fund.
Once INHS has acquired the property, the MHATC would be dissolved.
The INHS seeks approval of the transaction from multiple agencies, including the state
Attorney General, state Supreme Court, the IURA, and the City. When Phase One was
built, Mazzarella noted, it received considerable local support, including land and a CDBG
grant. The City holds the $90,000 note and mortgage for Phase One of the project that
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October 27, 2011
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was conveyed to MHATC as two separate transactions, giving both the City and the IURA
rights‐of‐first‐refusal. The terms of the note included a $90,000 interest‐only repayment
schedule for the first 12 years, followed by an amortization of the loan over 12 years.
To move the acquisition forward, INHS is asking both the City and the IURA to waive their
rights‐of‐first‐refusal, and subordinate the loan to a new lender.
Cummings informed the Board that Governance Committee members had recently asked
INHS whether it would be possible for the buildings to be sold as owner‐occupied, to
which Mazzarella had replied, no, that it would be too difficult to do in the short term
given the lengthy and difficult experience to gain conceptual approval by the New York
State Homes & Community Renewal for transfer to INHS, he does not want to introduce a
new issue. Alternatively, it has been suggested removing the word “rental” from any
proposed resolution, the intent being that, if the properties ever could be sold, there
would be nothing in the language of the resolution prohibiting it. Cummings then
suggested removing the reference to “rental” in the first “Whereas” of the draft
resolution.
Mazzarella remarked the transfer agreement INHS signed does state INHS will continue
using the property as low‐moderate income housing. The state also imposes a required
30‐year period of affordable housing (which in this case began in 1999), but this is only
applicable to Phase Two of the project.
Peterson indicated she sees no problem removing the word “rental” in the resolution. She
then asked if the second part of the agenda item, regarding restructuring the City loan to
MHATC so it can be assumed by INHS, could also be addressed at this time. Bohn replied,
yes, and reiterated it would simply be a recommendation to the City.
Bohn asked what timeline would need to be followed, to which Mazzarella replied he
needs to get the discussion of the loan on the appropriate City committee’s next agenda
and move it forward. Peterson noted the next City Administration Committee meeting is
on 11/30/11, so the IURA would need to act before then.
By that time, Cummings noted, the IURA should have at least a general sense of how it
would like to proceed, so it can be prepared to move forward.
Clairborne asked if INHS intends to operate the property as mutual housing, to which
Mazzarella replied, no, it will be affordable rental housing. INHS has consulted with some
of the residents on the matter and they seemed content with this. The most important
considerations for the residents are that rents will remain approximately the same. He
noted that the condition of the units will have been improved, and the overall operation of
the property will be better managed (e.g., water and sewer bills will no longer be
delinquent, etc.).
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October 27, 2011
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For disclosure purposes, Clairborne indicated his mother‐in‐law lives on the property. He
expressed regret the mutual housing role of the project will be discontinued. To this point,
Dylla asked if residents could continue to be involved with the operations of the project, if
they chose. Mazzarella replied, yes, they had already been invited to meetings and will
continue to be invited.
Cummings observed it is important to stress that the mutual housing nature of the original
property did not fail from a flaw in the mutual housing model, itself, but rather from a
series of management errors.
Cummings moved, seconded by Dylla:
Mutual Housing Association of Tompkins County – Waive and Subordinate IURA’s
Option to Re‐Acquire 512 Alice Miller Way Property to Facilitate INHS Acquisition of
MHATC Housing
WHEREAS, Ithaca Neighborhood Housing Services, Inc. (INHS) seeks to acquire the
Mutual Housing of Tompkins County (MHATC) project in the Northside neighborhood
and operate the property as affordable housing without dislocation of any tenants in
good standing, and
WHEREAS, MHATC owns and manages 28 units of affordable housing located within
the block bounded by Adams Street, First Street, Franklin Street and Alice Miller Way,
and
WHEREAS, MHATC acquired title to the phase I portion of the project site along First
Street (tax map #25.‐3‐1.1) from the City of Ithaca on April 30, 1992, and
WHEREAS, MHATC acquired title to the phase II portion of the project site located at
512 Alice Miller Way (tax map #25.‐3‐1.21) from the Ithaca Urban Renewal Agency
(IURA) on November 26,1996, and
WHEREAS, in conveying said property to MHATC, the IURA retained a right of first
refusal to reacquire the property at a specified purchase price if and when MHATC
decides to transfer the property, or any portion of the property, or if the property is
no longer used for affordable housing, and
WHEREAS, MHATC seeks to convey the property located at 512 Alice Miller Way to
INHS as part of a plan for dissolution of MHATC, and
WHEREAS, INHS has developed a plan to satisfy MHATC’s financing and regulatory
obligations to lenders and the New York State Housing & Community Renewal agency
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October 27, 2011
Page 9 of 18
by acquiring MHATC real estate to operate the project as affordable housing, and
committing to fund and implement over $200,000 of immediate property upgrades
and repairs, and
WHEREAS, INHS proposes to assume and refinance MHATC debt on the project that
will be secured, in part, by pledging a first lien mortgage on the subject property, and
WHEREAS, in 2002 MHATC acquired, with IURA loan assistance, a duplex located at
206 Third Street, which property was subsequently conveyed to Brian T. Rochelle
with rent and occupancy requirements through May 31, 2012 per an agreement by
and among IURA, MHATC and Brian T. Rochelle, and
WHEREAS, INHS proposes to assume the outstanding obligations of MHATC with
respect to an Agreement by and among IURA, MHATC and Brian T. Rochelle regarding
property located at 206 Third Street, dated September 11, 2009 and recorded in the
Tompkins County Clerk’s Office in Miscellaneous Records Instrument no. 548112‐008
(the “Third Street Agreement”), and
WHEREAS, INHS requests that the IURA waive its right to reacquire the property in
connection with the transfer to INHS and to subordinate its right of first refusal on
the 512 Alice Miller Way property to a mortgage lien and/or other security securing
their lender/bond purchaser for the project, and
WHEREAS, INHS further requests IURA termination of a filed assignment of rents and
leases that secured a $40,900 loan from the IURA to MHATC that has been fully
repaid, and
WHEREAS, INHS further requests IURA to approve the assignment and assumption of
the Third Street Agreement; now, therefore, be it
RESOLVED, that in order to induce INHS to acquire MHATC real estate and operate
the existing 28 housing units as affordable housing without dislocating any tenants in
good standing, the IURA hereby agrees waives its right of first refusal over 512 Alice
Miller Way (tax map parcel # 25.‐3‐1.21) with respect to the transfer to INHS, and be
it further
RESOLVED, that IURA hereby agrees to subordinate its right of first refusal over 512
Alice Miller Way (tax map parcel # 25.‐3‐1.21) to a mortgage lien and/or other
security securing their lender/bond purchaser for the project, on such terms and
conditions as required by any lender or bond purchaser financing the acquisition
project and approved by counsel for the IURA, and be it further
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October 27, 2011
Page 10 of 18
RESOLVED, that the IURA agrees to terminate a 2003 assignment of rents and leases
filed on MHATC property, and be it further
RESOLVED, that IURA hereby consents to the assignment of its rights and
responsibilities under the Third Street Agreement by MHATC to INHS, and INHS’
assumption of such rights and responsibilities; and be it further
RESOLVED, that the IURA Chairperson, upon advice of IURA legal counsel, is hereby
authorized to execute all necessary and appropriate documents to implement this
resolution, subject to IURA reimbursement of any legal expenses incurred.
Carried Unanimously 4‐0
Dylla thanked Mazzarella for his work on the project and noted it certainly appears to have
resulted in a good outcome.
Peterson asked if Bohn had spoken with the City Attorney, to which Bohn replied he had e‐
mailed him and would follow up. Peterson asked Bohn if the IURA should take action to
make a recommendation to the Common Council on INHS’ proposal to restructure and
repay the $90,000 loan that MHATC defaulted on. Bohn replied, yes, it would make sense
as the IURA has expertise on the issue. He noted that MHATC payments ceased being
made to the City in 2005, and that a plan to repay the full outstanding principal amount
and retain affordable housing is a relatively good outcome for the City.
Cummings suggested that the resolution should state the IURA’s policy to make land freely
available for affordable housing projects and suggest it may be appropriate to forgive the
loan.
Kittel remarked there is likely far more than $90,000 in deferred maintenance associated
with the project, so the City’s investment could be considered to have been paid off.
Mazzarella noted INHS will have invested approximately $248,000 in the entire project, so
certainly far more than $90,000 will have been put into it.
Peterson indicated Kittel’s reasoning may be sound, as long as it appears the City is
receiving something in return for its original investment. Peterson added, however, there
are gifting restrictions the City is obligated to comply with, as well as routine concerns
regarding setting precedents.
Cummings indicated the City would not be gifting. It would simply be accepting
repayment. She added the IURA should definitely consult with the City Attorney regarding
how to approach the matter.
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October 27, 2011
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Clairborne noted he seems to recall there had been some disagreement at a prior
Common Council meeting associated with forgiving some or all of the $90,000. Mazzarella
responded he does recall, about two years ago, former Mayor Alan Cohen approached the
City on behalf of the MHATC Board to propose that MHATC repay $60,000, but be forgiven
the remainder; however, this was not ultimately accepted by Common Council.
Peterson asked if staff would draft a resolution for consideration by the Common Council
to which Bohn replied, yes.
Dylla asked if the property would be renamed, to which Mazzarella replied, yes, as
Cascadilla Green.
Peterson indicated she would abstain from voting on the resolution to the City, given her
role as Mayor.
Cummings moved, seconded by Richardson:
Recommendation Regarding INHS Request to City to Restructure MHATC Loan to be
Assumed by INHS
WHEREAS, on October 20, 2011, Ithaca Neighborhood Housing Services, Inc. (INHS)
executed a Transfer Agreement with Mutual Housing Association of Tompkins
County, Inc. (MHATC) to acquire the MHATC housing project in the Northside
neighborhood as part of a plan for dissolution of MHATC, and
WHEREAS, MHATC owns and manages 28 units of affordable housing located within
the block bounded by Adams Street, First Street, Franklin Street and Alice Miller Way,
and
WHEREAS, INHS has developed a plan to assume and refinance MHATC debt on the
project, commit to fund over $250,000 of immediate property upgrades and repairs,
and operate the property as affordable housing without dislocation of any tenants in
good standing, and
WHEREAS, MHATC acquired title to the phase 1 MHATC First Street property (tax
map #25.‐3‐1.1) from the City of Ithaca on April 30, 1992 for a purchase price of
$90,000, payable over 24 years and secured by a mortgage lien on the parcel, and
WHEREAS, the City‐to‐MHATC loan established a 12‐year period of 3% interest‐only
payments ($225/mo.) followed by a second 12‐year period beginning in 2004 of
principal plus interest payments at 7% interest ($920/mo.) to fully amortize the debt
by 2016, and
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October 27, 2011
Page 12 of 18
WHEREAS, MHATC remained current on the loan through 2004 but never made a
principal plus interest payment and still owes the full $90,000 principal balance, and
WHEREAS, according to INHS, current rents of the project cannot support the
expenses of both refinanced debt and monthly payments to the City of Ithaca’s loan
whole, and
WHEREAS, On October 3, 2001, INHS proposed that the City forgive all delinquent
payments on the existing $90,000 loan and recast the $90,000 loan into a new loan
with an interest rate of 2% amortized over 20 years, and
WHEREAS, as part of their acquisition of MHATC real estate, INHS commits to invest
approximately $250,000 to make immediate improvements and repairs to address
deferred maintenance at the MHATC housing, and
WHEREAS, consistent with past City & IURA practice to facilitate affordable housing,
the IURA prefers that City‐owned land be conveyed at no cost for affordable housing
projects and forgive the $90,000 loan in consideration of INHS preserving the viability
of 28 units of affordable housing in financial jeopardy, and
WHEREAS, INHS has proposed a restructuring of the $90,000 loan that allows the
project to continue to operate as affordable housing; now, therefore, be it
RESOLVED, that the IURA hereby recommends that in consideration for INHS to
acquire and operate 28 housing units as affordable housing without dislocating any
tenants in good standing, the Common Council of the City of Ithaca agree to the INHS
request to:
1. Authorize assignment of the $90,000 MHATC loan to INHS;
2. Forgive all delinquent payments of principal and interest on the loan;
3. Modify the loan terms to repay the full $90,000 outstanding principal balance
over 20 years at a 2% interest rate ($455/mo.).
Carried Unanimously 3‐0 (Peterson abstains)
C. HUD Entitlement Program Organizational Meeting for 2012 Action Plan
1. Projected FY 2012 Funding Available
2. Framework & Schedule for Developing 2012 Action Plan
Cummings indicated Governance Committee members recently examined the FY 2012
U.S. House of Representatives and Senate funding proposals and projections. Given the
prospect of significantly reduced funding, the question became whether to proceed with a
round of grant allocations or not. Since a full grant cycle would not be possible, she
observed, any agreed‐upon grant cycle would need to be some kind of mini‐grant cycle.
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October 27, 2011
Page 13 of 18
Kittel proceeded to walk through the options available to the Board and recapitulated the
following three staff recommendations, excerpted from Bohn’s 10/25/11 memorandum to
the IURA, “Projected 2012 HUD Entitlement Award & 2012 Action Plan:”
“1. Use the conservative U.S. Senate Appropriations Committee HUD funding levels
for developing the 2012 Action Plan ($300,000 reduction from 2011).
2. Cancel the usual competitive call for funding proposals process and recommend
adoption of a 2012 Action Plan that only funds projects that the IURA has indicated
a prior intent to fund, leaving an anticipated $42,000 of unallocated CDBG funds
and $118,000 of HOME funds.
3. Once the actual amount of HUD Entitlement funding is known, decide to roll over
funds to 2013 or hold a competitive mini‐round for a known amount of HUD funds,
as a program amendment to the adopted 2012 Action Plan.”
Since the anticipated reduction is not a straight percentage cut, Kittel noted, it makes the
whole process considerably less predictable for potential grantees. While one may
intuitively believe partial funding would be preferable to no funding at all, that is not
necessarily the case, if the final actual funding level remains unknown at the time of
application. Many potential grantees may conclude it is not worth the investment of time
and effort. Moreover, if the IURA launches a round of grant funding and formalizes it in its
action plan, it would be obligated to move forward, regardless of the funding level agreed
to by Congress, which is why staff recommends either rolling over the funds to 2013 or
holding a competitive mini‐round, as a program amendment to the adopted 2012
Action Plan.
Cummings asked if half of the GIAC rehabilitation funding could not be delayed, thus
permitting that money to be allocated elsewhere.
Bohn remarked the core problem is that there is so much uncertainty, but the IURA must
still submit its action plan by April 15, 2012. GIAC is the single largest project on IURA’s list
of obligations, so staff decided to recommend fully funding GIAC. Moreover, since the
Route 13 Pedestrian Crossings project is not ready to move forward, the amount of CDBG
funds reserved for existing projects would only be $468,000. In answer to Cummings’
question, staff did discuss deferring half of the GIAC payment to a future year, but
additional interest would have been incurred, so it seemed to make more sense to pay out
the entire remaining portion of the GIAC grant.
Kittel also observed that the public services portion of IURA’s funding only represents 15%
of the $500,000 budget, so it would be the most contested.
Bohn indicated it would be most prudent to assume a worst‐case scenario. There is
enough money to fund previously approved projects, leaving $42,000 unallocated. There
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October 27, 2011
Page 14 of 18
is nothing to preclude IURA from revisiting its decision in the future. Bohn noted some of
IURA’s regular grantees were asked if their programs could survive a year without CDBG
funding: SHARP Mini‐Repair said, yes; while 2‐1‐1 Call Center was unsure they would
receive core funding from other funding sources.
Peterson asked if Rental Security Deposits had been asked, to which Bohn replied that
program is not eligible for CDBG funding, but would be eligible for any unallocated HOME
funds. He did not ask about this programs sustainability without HOME funding. He
added that Catholic Charities has just filled their Executive Director position, who will
begin in early November.
Peterson asked if the IURA should proceed in generating a resolution, to which Bohn
replied that a plan and timeline of action would first need to be determined. One option
would be to hold the public hearing in January and then apply for Common Council
approval.
Cummings indicated the IURA should probably not commit itself to a specific funding
amount at this time. She also noted she could not support the full $60,000 going to
Kitchen Theatre’s Next Steps — perhaps if the action plan simply said “up to $60K.”
Kittel indicated the operating assumption is that any figures contained in the action plan
represent official commitments on IURA’s part.
Cummings asked if Tracy Farrell had provided any input, to which Kittel replied, yes, she
appeared comfortable with canceling the grant cycle.
Cummings indicated she would simply like some more flexibility. Dylla suggested the
$60,000 could simply be inserted as a placeholder to fund the Kitchen Theatre and/or the
Economic Development Loan program, to which Cummings agreed.
Peterson remarked the Federal government is essentially balancing the budget at the cost
of those most in need. Cummings asked if the IURA would like to consider issuing some
kind of policy statement, along those lines. Peterson was receptive to the idea, noting that
kind of action had been done before. Bohn observed that the IURA has certainly lost
approximately 50% of its real purchasing power over eight years. He indicated staff would
be willing to draft the policy statement.
(Cumming departed at 10:57 a.m.)
Dylla moved, seconded by Richardson:
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October 27, 2011
Page 15 of 18
Development of 2012 Action Plan
RESOLVED, that the 2012 Action Plan be developed per the staff recommendation to
cancel the call for funding proposals process and recommend adoption of a 2012 Action
Plan that only funds projects that the IURA has indicated a prior intent to fund until more
information in known about HUD Entitlement funding levels.
Carried Unanimously 3‐0
D. Committee Chairperson Report
None.
VII. Neighborhood Investment Committee
A. Committee Chairperson Report
None.
VIII. Economic Development Committee
A. CD‐RLF, Request from Wildfire Restaurant, Inc. for Loan Modification to Establish
Employment Goal of 16 FTE Jobs (CD‐RLF #26)
Richardson recapitulated the salient details of the request. The applicant contends it has
reached a plateau of 16 FTE employees the restaurant is currently able to sustain; however,
the original loan required 24 FTEs, which imposes an unnecessary administrative burden and
provides little value to the project. As a result, the applicant is now requesting a
modification of the loan agreement to require 16 FTEs. This reduction would have the
added benefit of triggering a lower interest rate, from 4% to 3%.
Richardson indicated the key question for her, in considering the loan modification request,
is whether the loan would have been approved at the 16 FTE level and she feels certain it
would have.
Clairborne asked if the reference to the original 24 FTE requirement might be kept in the
resolution. Peterson replied that this could be done. Clairborne agreed to the language.
Cummings moved, seconded by Richardson:
Wildfire Restaurant, Inc. Loan Modification to Revise Job Creation Goal (CD‐RLF #26)
WHEREAS, on September 18, 2009, the IURA issued a $95,000 loan to Wildfire
Restaurant Inc. to undertake a $673,000 project to acquire the Lost Dog café business
and the building located at 106‐112 S. Cayuga Street, Ithaca, NY to open up the Wildfire
restaurant, and
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October 27, 2011
Page 16 of 18
WHEREAS, based on the borrower’s loan application, the job creation goal for the project
was established at 24 full‐time equivalent jobs to satisfy the CDBG public benefit test,
and
WHEREAS, the restaurant and upstairs lounge opened on schedule and the name of the
restaurant was subsequently changed to Delilah’s on Cayuga, and
WHEREAS, borrowers are required to submit quarterly job reporting until the
employment goal has been satisfied for two consecutive quarters, and
WHEREAS, job reporting results show the project has leveled out at 16 FTE jobs, and
WHEREAS, on October 6, 2011, the borrower requested a reset of the employment goal
from 24 FTE jobs to 16 FTE in recognition of the stabilized job creation accomplished
despite a very difficult national and local economy, and
WHEREAS, financial reporting show the business has not met original revenue
projections, and
WHEREAS, the borrower is current on loan repayments, has satisfied local match
requirement of $568,000 and is in compliance with all terms of the loan agreement, and
WHEREAS, the national economy has been in a deep recession since the restaurant
opened in October, 2009, and
WHEREAS, both parties still have aspirations to achieve the original employment goals
when the economy recovers, and
WHEREAS, at 16 FTE jobs, the project significantly exceeds the minimum CDBG public
benefit test to create at least 3 FTE jobs, and
WHEREAS, the IURA staff recommends modifying the job creation goal as requested, and
WHEREAS, at their October 11, 2011 meeting, the IURA Economic Development
Committee reviewed this matter and recommended the following, now, therefore be it,
RESOLVED, that the IURA hereby approves a modification to the loan agreement with
Wildfire Restaurant, Inc. to reset the job creation goal to 16 FTE jobs, and be it further,
RESOLVED, that the Director of Community Development for the IURA is authorized to
issue a loan modification commitment in accordance with this resolution, and be it
further
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October 27, 2011
Page 17 of 18
RESOLVED, that IURA Chair, upon the advise of the Executive Director and IURA
Attorney, is hereby authorized to execute all necessary and appropriate documents to
implement this resolution, including, but not limited to, executing a loan modification
agreement.
Carried Unanimously 3‐0
B. Restore NY III, Request from Italthai LLC for Modification of $900,000 City Loan to
Forgive Loan After Seven Years
Dylla indicated that further consultations with legal staff necessitated postponing a decision
on the request.
C. Cherry St. Industrial Park, Request from J. Gould for Approval to Sublease Property
Located at 245‐247 Cherry Street
Dylla recapitulated the salient details of the request.
Dylla moved, seconded by Richardson:
Cherry Street Industrial Park – Approve J. Gould Sublease at 245‐247 Cherry Street
WHEREAS, the Ithaca Urban Renewal Agency (IURA) previously entered into a 20‐year
Lease/Purchase agreement with Jonathan Gould for lease of 245‐247 Cherry Street to
construct a building and operate Perfect Screen Printers at 245‐247 Cherry Street in the
Cherry Street Industrial Park, and
WHEREAS, in 1997 the IURA executed a modification to the lease to extend the term of
the lease to 22 years, and
WHEREAS, leases between the IURA and EMF include the following language: “Lessee
shall not assign or sublet this lease or any interest therein, to any party without approval
of the IURA; such approval will not be unreasonably withheld,” and
WHEREAS, in 2009 the Perfect Screen Printer business relocated to a larger building
outside of the Cherry Street Industrial Park, and
WHEREAS, the lessee seeks IURA approval to sublease the premises to Laborers
International Union of North America Local 785, and
WHEREAS, the lessee is current on rent payments to the IURA, and
WHEREAS, the Economic Development Committee discussed the matter at their October
11, 2011 meeting and recommend the following, now, therefore be it
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October 27, 2011
Page 18 of 18
RESOLVED, that the IURA hereby approves a sublease from Jonathan Gould to Laborers
International Union of North America Local 785 for property located at 245‐247 Cherry
Street Industrial Park (tax map # 96.‐2‐1.21).
Carried Unanimously 3‐0
D. Committee Chairperson Report
Richardson did not have any other issues to discuss.
IX. Other New/Old Business
A. Proposed IURA Correspondence Regarding Spencer Rd. Residential Neighborhood
Zoning
No discussion.
B. City Comprehensive Plan, IURA Comment
Richardson indicated the first Comprehensive Plan public meeting was scheduled for
November 14, 2011 from 7:00‐9:00 p.m. Cornish indicated the intent is to blanket the
community with notification of the meeting.
B. Review of IURA Financials: September 2011
No discussion.
D. IURA Chairperson Report
No discussion.
E. Next Meeting: November 18, 2011
IX. Motion to Adjourn
The meeting was adjourned by consensus at 11:08 AM.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.