HomeMy WebLinkAboutMN-IURA-2013-02-28Approved: 3/29/13
Ithaca
Urban
Renewal
Agency
108 East Green Street
Ithaca, New York 14850
(607) 274-6559
(607) 274-6558 (fax) ax)
MINUTESMINUTES
ITHACA URBAN RENEWAL AGENCY
Common Council Chambers, City Hall
8:30 A.M., Thursday, February 28, 2013
Members: Chair Svante Myrick, Karl Graham, Eric Rosario, Tracy Farrell
Excused: Chris Proulx (Common Council Liaison)
Vacancies: 1
Others: None.
Staff: Nels Bohn, JoAnn Cornish, Sue Kittel
Guests: Alphonse Pieper, Executive Director, Historic Ithaca, Inc.
Dale Schumacher, Executive Director, The Learning Web
Public: None.
I. Call to Order
Chair Myrick called the meeting to order at 8:33 A.M.
II. Agenda Additions/Deletions
None.
III. Public comment (3‐minute maximum per person)
None.
IV. Review of Draft Meeting Minutes: January 24, 2013
Farrell moved, seconded by Rosario, to approve the January 24, 2013 minutes, with no
modifications.
Carried Unanimously 4‐0
V. Neighborhood Investment Committee (NIC)
A. Community Housing Development Organization (CHDO)
1. Adopt CHDO Designation Policy
Farrell remarked that HUD requires the IURA to have a written CHDO Designation policy; so a
proposed policy was drafted that meets HUD requirements. It is pretty straight‐forward.
IURA Minutes
February 28, 2013
Page 2 of 21
Farrell moved, seconded by Rosario:
Adoption of Community Housing Development Organization (CHDO)
Capacity Evaluation Policy
WHEREAS, HUD regulations and the 2012 HOME Appropriations Act requires that
Participating Jurisdictions develop and implement written policies and procedures for
assessing Community Housing Development Housing Organization (CHDO) staff capacity and
ensure that adequate documentation of the assessment is included in appropriate files, and
WHEREAS, the City of Ithaca has designated the IURA to administer the City’s HUD
Entitlement Program that oversees HOME Investment Partnerships (HOME) program funds
awarded to the City, and is therefore responsible for developing and implementing such
procedures, and
Whereas, at their February 8, 2013 meeting, the Neighborhood Investment Committee
reviewed the regulations and other materials and recommends the following; now,
therefore, be it
RESOLVED, that the IURA adopts the Community Housing Development Capacity Evaluation
(CHDO) policy dated February 28, 2013.
Ithaca Urban Renewal Agency
Community Housing Development (CHDO) Development Capacity Evaluation Policy
In compliance with HUD guidance provided by the Community Planning and Development Office
in CPD Notice 12‐007, dated 5/8/12, the following procedure will be used to evaluate
Community Housing Development Organization’s (CHDO) Development Capacity.
1) On an annual basis, staff will solicit applications for CHDO designation from local housing
providers. A copy of current requirements, the CHDO Checklist, and the CHDO Board
Certification form will be sent to interested applicants. Whenever possible, this process will
begin in time for the certification to be complete before the beginning of the annual grant
round.
2) The IURA must ensure that the current CHDO staff has experience developing projects of
the same size, scope and level of complexity as the same size, scope and level of complexity as
the activities for which HOME funds are being reserved or committed. To assure this, the IURA
will complete the CHDO Staff Experience & Capacity Checklist.
3) The IURA will authorize CHDO designation of all applicants who demonstrate the ability to
meet all criteria identified in CPD notice 12‐007.
Carried Unanimously 4‐0
IURA Minutes
February 28, 2013
Page 3 of 21
2. Request from Ithaca Neighborhood Housing Services (INHS) for CHDO Designation
Farrell remarked it is very important IURA have agencies that qualify as CHDOs, because 15% of
IURA HOME funding is set aside for CHDO‐eligible activities. Farrell noted that Kittel thoroughly
reviewed the INHS documentation to ensure INHS is eligible for CHDO designation, and this was
reviewed once again at the committee meeting.
Farrell moved, seconded by Graham:
HUD Entitlement Grant Program ― 2013 Designation of INHS as a CHDO
Whereas, the Ithaca Urban Renewal Agency (IURA) has been designated by the City of Ithaca
as the Lead Agency to develop, administer and implement the HUD Entitlement grant
program, including funds received through the Home Investment Partnerships (HOME)
program, and
Whereas, grant recipients under the HOME program are termed Participating Jurisdictions
(PJs), and
Whereas, PJs must reserve not less than 15% of their HOME allocation for investment in
housing to be developed, sponsored, or owned by Community Housing Development
Organizations (CHDOs), and
Whereas, a CHDO is a specific type of community‐based nonprofit organization as defined in
24 CFR §92.2, and
Whereas, a PJ may use HOME funds to provide special assistance to CHDOs, including:
• Project pre‐development loans;
• Operating assistance;
• Use of HOME project proceeds;
• Capacity‐building assistance; and
Whereas, each PJ must annually identify CHDOs that are capable, or can reasonably be
expected to become capable, of carrying out projects to address priority housing needs
identified in the Consolidated Plan, including the requirement that the CHDO has staff with
demonstrated development experience, and
Whereas, on January 31, 2013, Ithaca Neighborhood Housing Services, Inc. (INHS) submitted
materials documenting their eligibility as a CHDO and requested renewal of their designation
as a CHDO by the IURA, and
IURA Minutes
February 28, 2013
Page 4 of 21
Whereas, this submission included materials documenting that INHS has staff with
demonstrated development experience on projects ranging from single family homes to
large low‐income tax credit projects, including materials which assure the IURA that the
INHS staff has the knowledge, skills and experience necessary to undertake eligible CHDO
set‐aside projects, and
Whereas, at their February 8, 2013 meeting, the Neighborhood Investment Committee of
the Ithaca Urban Renewal Agency reviewed the submitted materials, evaluated them in
compliance with the policies for assessing CHDO staff capacity and recommends
recertifying INHS as a CHDO, and
Whereas, the IURA has reviewed this matter and determined that INHS meets the criteria for
designation as a CHDO, now, therefore be it
RESOLVED, that the IURA, acting in its capacity as the Lead Agency for the Participating
Jurisdiction of the City of Ithaca, hereby renews its designation of INHS as a Community Housing
Development Organization for a one‐year period.
Carried Unanimously 4‐0
B. Community‐Based Development Organization (CBDO)
1. Request from Historic Ithaca, Inc. to Be Designated CBDO
Farrell noted that a CBDO‐sponsored CDBG project is not subject to the 15% cap on public services,
such as job training. Farrell indicated there is considerable documentation supporting the
resolution and how Historic Ithaca qualifies for the designation (e.g., board composition,
organizational mission, etc.). The Neighborhood Investment Committee concluded that Historic
Ithaca qualifies for the designation.
Farrell moved, seconded by Rosario:
IURA Designation of Historic Ithaca, Inc. As
Community‐Based Development Organization
WHEREAS, the Board of Historic Ithaca Inc., (Historic Ithaca) seeks designation by the Ithaca
Urban Renewal Agency (IURA) as a Community‐Based Development Organization (CBDO),
and
WHEREAS, the City of Ithaca has designated the IURA to administer the City’s HUD
Entitlement Program that oversees Community Development Block Grant funds awarded to
the City, and
IURA Minutes
February 28, 2013
Page 5 of 21
WHEREAS, the requirements for eligibility as a CBDO are established at CFR Title 24, Section
570.204 and include specific eligibility criteria for composition of the governing board of a
CBDO, and
Whereas, at their February 8, 2013 meeting, the Neighborhood Investment Committee
compared Historic Ithaca with CBDO eligibility requirements as documented in the attached
materials and recommended the following, contingent of documentation of the adoption of
the mission statement described in their submittal; now, therefore, be it
RESOLVED, that the IURA determines that Historic Ithaca, Inc. meets the requirements for
eligibility as a CBDO, and be it further
RESOLVED, that the IURA hereby designates Historic Ithaca, Inc. as a Community‐Based
Development Organization (CBDO).
Carried Unanimously 4‐0
Farrell remarked she recently had the opportunity to hear a report on the Historic Ithaca Work
Preserve program, which was very interesting. She was particularly impressed to hear the details
behind it. Graham noted he also had the opportunity to visit Historic Ithaca and meet some of the
program participants. He agreed with Farrell that it is a very impressive program.
2. Request from Greater Ithaca Activities Center, Inc. (GIAC) to Be Designated CBDO
Once again, Farrell noted, there is considerable documentation supporting the resolution and how
GIAC qualifies for CBDO designation.
Farrell moved, seconded by Graham:
IURA Designation of Greater Ithaca Activities Center As a
Community‐Based Development Organization
WHEREAS, the Board of the Greater Ithaca Activities Center (GIAC) seeks designation by the
Ithaca Urban Renewal Agency (IURA) as a Community‐Based Development Organization
(CBDO), and
WHEREAS, the City of Ithaca has designated the IURA to administer the City’s HUD
Entitlement Program that oversees Community Development Block Grant funds awarded to
the City, and
WHEREAS, the requirements for eligibility as a CBDO are established at CFR Title 24, Section
570.204 and include specific eligibility criteria for composition of the governing board of a
CBDO, and
IURA Minutes
February 28, 2013
Page 6 of 21
WHEREAS, at their February 8, 2013 meeting, the Neighborhood Investment Committee
compared GIAC with CBDO eligibility requirements as documented in the attached materials
and recommended the following; now, therefore, be it
RESOLVED, that the IURA determines that the Greater Ithaca Activities Center, Inc. meets
the requirements for eligibility as a CBDO, and be it further
RESOLVED, that the IURA hereby designates the Greater Ithaca Activities Center, Inc. as a
Community‐Based Development Organization (CBDO).
Carried Unanimously 4‐0
C. HUD Entitlement Grant ― Reprogram Promoting Change (#14 CDBG 2012)
Farrell noted this next resolution is for the purpose of reprogramming the Catholic Charities (CC)
Promoting Change project. She noted there were three CC projects in the 2012 funding cycle: the
Security Deposit program, the Immigrant Services program, and the Promoting Change program,
designed as an outgrowth of the Security Deposit program. Promoting Change was envisioned to be
similar to a case management program, to help prevent potential crises and ensure program
beneficiaries continue to live in stable situations. There has been a lot of change, however, at CC,
and despite several meetings to help organize the effort, the Promoting Change project experienced
considerable difficulty. After some discussion, the NIC decided to recommend that the IURA
withdraw the Promoting Change funding and reallocate part of it ($6,093.20) towards the
administration of the Security Deposit program. She added that the IURA has historically given the
Security Deposit program additional funding for that purpose, since it is paper‐intensive and
requires a lot of documentation. She noted a further $20,000 of the original Promoting Change
funding would fund an expansion of the 2012 Immigrant Services program, from a one‐year
program to a two‐year program, to serve an additional 80 unduplicated beneficiaries.
Rosario remarked the reprogramming seems to make a lot of sense and represents a good strategic
response to the problem.
Farrell moved, seconded by Rosario:
Reprogramming of Promoting Change (project #14, CDBG 2012)
WHEREAS, Catholic Charities of Tompkins/Tioga, Inc. (Catholic Charities) was awarded funds
for three projects in 2012 including:
• Catholic Charities Security Deposits $37,500
• Promoting Change $26,093.20
• Immigrant Services Program $15,000, and
IURA Minutes
February 28, 2013
Page 7 of 21
WHEREAS, the Promoting Change project, developed by a past Catholic Charities director,
was designed to provide intensive case management for security deposit recipients to
prevent housing instability and address other concerns in order to avoid further family
crisis, and
WHEREAS, in the Fall of 2012, the current director of Catholic Charities began to reassess the
feasibility of the Promoting Change project and contacted IURA staff to discuss revising the
program, and
WHEREAS, IURA staff has met several times with Catholic Charities staff to discuss redesign
of the project, including one meeting with Neighborhood Investment Committee
Chairperson Tracy Farrell, a designee of the committee, authorized to negotiate a revised
program, and
WHEREAS, Catholic Charities has determined that a reallocation of the funds awarded to
Promoting Change is in the best interest of their organization at this time and has requested
that the IURA reallocate $6,093.20 for delivery of the Security Deposit Program, which is
administratively burdensome, and $20,000 for 2013 funding for the Immigrant Services
Program, and
WHEREAS, at their February 8, 2013 meeting, the Neighborhood Investment Committee
reviewed and discussed this matter and recommends the following; now, therefore, be it
RESOLVED, that the IURA hereby amends the 2012 Action Plan to reprogram funding from
Promoting Change (project #14, CDBG 2012) to the following projects:
• $6,093.20 to Catholic Charities for Security Deposit Delivery (project #19, CDBG 2012)
• $20,000.00 to Catholic Charities to expand the 2012 Immigrant Services project
(project #15, CDBG 2012) from a one‐year program to a two‐year program that will
serve an additional 80 unduplicated beneficiaries, and be it further
RESOLVED, that the IURA Chair is authorized, subject to review by IURA legal counsel, to execute
any and all documents to implement this resolution.
Carried Unanimously 4‐0
D. Election of NI Committee Chairperson & Vice‐Chairperson
Myrick moved, seconded by Graham:
Appointment of Chairperson of IURA Neighborhood Investment Committee
WHEREAS, amendments to the IURA By‐laws adopted on September 27, 2008 established
procedures for selecting officers of IURA committees, and
IURA Minutes
February 28, 2013
Page 8 of 21
WHEREAS, the IURA By‐laws provide that the committee membership shall elect its own
committee Vice‐Chairperson and nominate a committee Chairperson to the Agency, which shall
have authority to appoint each committee Chairperson, and
WHEREAS, an Agency member shall fill either the committee Chairperson or committee Vice
Chairperson position, and
WHEREAS, officers of each committee serve a one‐year term, but continue to hold office until
their successor is selected or appointed, and
WHEREAS, the IURA Neighborhood Investment Committee is comprised of the following
members:
• Tracy Farrell
• Teresa Halpert
• Fernando de Aragón
• Karl Graham
• Nancy Zook, and
WHEREAS, at their February 8, 2013 meeting, the IURA Neighborhood Investment Committee
nominated Tracy Farrell to serve as Committee Chairperson and elected Fernando de Aragón to
serve as Committee Vice‐Chairperson; now, therefore, be it
RESOLVED, that the IURA hereby appoints Tracy Farrell to serve as Chairperson of the IURA
Neighborhood Investment Committee.
Carried Unanimously 4‐0
E. Committee Chairperson Report
None.
VI. Governance Committee (GC)
A. Request from The Learning Web for Program Modification to Housing Scholarship Program
(Project #4, 2011 HOME)
Rosario noted the IURA finds itself in a situation in which Federal funding for the U.S. Department of
Health and Human Services Transitional Living Program (TLP) will end today for part of the Learning
Web’s homelessness program, focused on homeless youth. While the Learning Web applied for a
Federal grant to renew the funding, beginning March 1, 2013, it still does not know if it will receive
the grant (possibly due to the current national budget crisis). Rosario remarked that it is a concrete
example of the level of dysfunction associated with the Federal budgetary process, and how it can
impact some of the community’s most vulnerable residents.
IURA Minutes
February 28, 2013
Page 9 of 21
Rosario explained that the GC is recommending the IURA apply $15,000 of funding it has already
awarded the Learning Web, to cover the Housing Scholarship Program for the next 3 months of rent
and utility costs. He stressed the critical nature of the request and the consequences associated
with inaction on the IURA’s part, since there is no other identifiable source of funding for this
purpose. In essence, this action is basically taking what the IURA has already awarded and simply
‘accelerating’ making those funds available, for emergency short‐term use. It is hoped the Learning
Web grant will eventually be received and the funding gap made up.
Myrick asked if the IURA knows for sure that the current Federal budget sequester is the underlying
reason the Learning Web has not received a response about its grant application.
Schumacher responded that the Learning Web had expected to at least hear whether the grant was
approved or denied; but it has not even heard that much, so it remains in the dark. Schumacher
remarked it is his personal sense that both the absence of a 2013 Federal budget and the budget
sequester contributed to the problem. He added it is not an entirely new grant ― it is simply a new
grant cycle for a grant program that has been in place for probably 20 years.
Graham asked if both the IURA and the Federal government go towards case management and
rental assistance. Schumacher replied the IURA money only goes towards rental assistance, while
the Federal TLP funding goes towards both rental assistance and case management. (The case
management funding is minimal in proportion to the total grant.) The IURA money has never been
used for case management.
Graham asked if both funding streams can be used for rental assistance; and, if so, why could the
Learning Web not simply to reallocate some of those funds.
Schumacher responded that the TLP money is specifically designated for people aged 16‐21. Kittel
added that the IURA portion of the program’s funding was designed to expand the eligibility for the
program. The IURA contract specifically limits its funding to 21‐25 year‐olds, since the Federal
restriction to people 21 and under was cutting people off too soon. The IURA contract explicitly
excludes funding 16‐21 year olds, since the IURA never anticipated the need for it to fund that age
group.
Schumacher remarked that he anticipates the Federal government will end up approving the
funding on a retroactive basis, as of March 1, 2013 (or, at least, this is what has happened in the
past).
IURA Minutes
February 28, 2013
Page 10 of 21
Rosario moved, seconded by Farrell:
Program Modification to Housing Scholarship Program (#4, HOME 2011)
WHEREAS, The Learning Web operates a Housing Scholarship Program (Program) providing case
management and tenant rental assistance to low‐income households headed by homeless youth
transitioning to financial self‐sufficiency, and
WHEREAS, the Program receives funding from the IURA and a 5‐year federal Transitional Living
Program (TLP) grant, which TLP funding ends on February 28, 2013 prior to announcements of
funding awards of a pending grant application submitted to replace TLP funding, thereby leaving
the Program without resources to pay rents and utilities at apartments covered by the TLP
funding beginning in March 2013, and
WHEREAS, The Learning Web submitted a February 12, 2013 request to the IURA for a program
modification to the Housing Scholarship Program to use up to $15,186 of IURA funds awarded,
but unexpended, to provide tenant rental assistance for apartments currently funded under the
TLP grant, and
WHEREAS, 2011 IURA funding for the Housing Scholarship Program provides tenant‐based rental
and utility assistance for 2 households headed by homeless youth, and
WHEREAS, all youth currently receiving tenant‐based rental assistance through the TLP grant
satisfy HOME eligibility criteria, and
WHEREAS, the 2010 and 2011 Action Plans included the following funding to The Learning Web
for Transitional Housing Scholarship program:
Year Award Expended Unexpended
2010: $63,360 $29,242.80 $34,117.20
2011: $29,975 $0 $29,975.00
Totals $93,335 $29,242.80 $64,092.20
WHEREAS, IURA funds be used to expand the number of beneficiaries on a short‐term basis, but
may result in a reduction of the duration of tenant‐based rental assistance available for some
participants in the program unless additional resources can be secured, and
WHEREAS, the IURA Governance Committee considered this matter at their February 15, 2013
meeting and recommends the following; now, therefore, be it
IURA Minutes
February 28, 2013
Page 11 of 21
RESOLVED, that the IURA hereby authorizes a modification to the Housing Scholarship Program
(project #4, 2011) to authorize use of up to $15,186 of previously awarded funds to The Learning
Web for tenant rental and utility assistance to low‐income households headed by youth whose
rent and utilities were previously funded by the Federal Transitional Living Program grant, and
RESOLVED, that the IURA Chairperson, subject to review by legal counsel, is authorized to
execute all necessary documents to implement this resolution.
Carried Unanimously 4‐0
B. Request from Kitchen Theatre Company, Inc. (KTC) to Be Designated Community‐Based
Development Organization (CBDO)
Rosario noted that KTC would like to continue its Next Steps program. In order to do that, it needs
to have its CBDO status renewed.
Rosario moved, seconded by Graham:
IURA Designation of the Kitchen Theatre Company, Inc. as a
Community‐Based Development Organization
WHEREAS, the Board of the Kitchen Theatre Company Inc., (Kitchen Theatre) seeks renewal
of their designation by the Ithaca Urban Renewal Agency (IURA) as a Community‐Based
Development Organization (CBDO), and
WHEREAS, the City of Ithaca has designated the IURA to administer the City’s HUD
Entitlement Program that oversees Community Development Block Grant funds awarded to
the City, and
WHEREAS, the requirements for eligibility as a CBDO are established at CFR Title 24, Section
570.204 and include specific eligibility criteria for composition of the governing board of a
CBDO, and
WHEREAS, at their February 23, 2012 meeting, the IURA designated the Kitchen Theater as a
local Community Based Development Organization, and
WHEREAS, at their February 15, 2013 meeting, the Governance Committee compared the
Kitchen Theatre with CBDO eligibility requirements as documented in the attached materials
and recommended the following; now, therefore, be it
RESOLVED, that the IURA determines that the Kitchen Theatre continues to meet the
requirements for eligibility as a CBDO, and be it further
IURA Minutes
February 28, 2013
Page 12 of 21
RESOLVED, that the IURA hereby re‐designates the Kitchen Theatre Company, Inc. as a
Community‐Based Development Organization (CBDO).
Carried Unanimously 4‐0
C. Procurement of Independent Contractors:
1. Legal Services, Mariette Geldenhuys
Rosario moved, seconded by Farrell:
2013 Procurement of Independent Legal Services, Geldenhuys
WHEREAS, the contract for independent legal services with Mariette Geldenhuys, Attorney‐at‐
Law (Geldenhuys) expires on February 28, 2013, and
WHEREAS, in accordance with IURA procurement policy and regulations contained in 24 CFR
§85.36, the IURA selected Geldenhuys through a Request for Proposals (RFP) selection process in
2012, and
WHEREAS, whereas per applicable procurement regulations, a contractor selected through an
initial competitive selection process may be renewed for up to three additional one‐year terms
without undertaking a new competitive selection process, and
WHEREAS, a proposed 2013 contract would constitute the first one‐year extension of the base
independent consultant contract, and
WHEREAS, Geldenhuys submitted a proposal on January 31, 2013 to continue providing legal
services to the IURA at a maximum billing rate of $185 per hour, a 2.8% increase from the
current contract rate, and
WHEREAS, the IURA staff s highly satisfied with the quality of legal services provided by
Geldenhuys, and
WHEREAS, the 2013 IURA budget recommended a total authorized contract amount of
$22,500 for legal services, and
WHEREAS, at their meeting of February 15, 2013, the Governance Committee reviewed this
matter and recommends the following; now, therefore, be it
IURA Minutes
February 28, 2013
Page 13 of 21
RESOLVED, that IURA Chair is hereby authorized, upon review of IURA legal counsel, to
execute a contract extension for independent contractor legal services with Mariette
Geldenhuys, Attorney and Mediator, at a maximum hourly rate of $185 per hour with the
total amount not to exceed $17,500, and be it further
RESOLVED, that the source of such funds for legal services shall be derived from a variety of
funding sources, including, but not limited to, CDBG and HOME funds, and expenses shall be
billed to the appropriate source of funds for which the services were performed.
Carried Unanimously 4‐0
2. Legal Services, Richard Ruswick
Karl Graham asked why having two consulting attorneys is necessary. Bohn replied that Ruswick
has become the IURA expert on HOME regulations, as well as an expert on closing low‐income
housing tax credit deals, which is a highly complicated process. In addition, Bohn explained,
particularly in a small community, conflicts of interest invariably arise from time to time, so having
two attorneys available is advantageous. Bohn added that Ruswick also has expertise on
bankruptcy and loan issues, while Geldenhuys has other, broad‐based strengths, as a former City
Attorney, including a specialization in transaction law, real estate law, and mediation services.
Rosario moved, seconded by Farrell:
2013 Procurement of Independent Legal Services, Ruswick
WHEREAS, the contract for independent legal services with Richard P. Ruswick, Attorney at Law,
(Ruswick) expires on February 28, 2013, and
WHEREAS, in accordance with IURA procurement policy and regulations contained in 24 CFR
§85.36, the IURA selected Ruswick through a Request for Proposals (RFP) selection process in
2012, and
WHEREAS, whereas per applicable procurement regulations, a contractor selected through an
initial competitive selection process may be renewed for up to three additional one‐year terms
without undertaking a new competitive selection process, and
WHEREAS, a proposed 2013 contract would constitute the first one‐year extension of the base
independent consultant contract, and
WHEREAS, Ruswick submitted a proposal on January 31, 2013 to continue providing legal
services to the IURA at a maximum billing rate of $175 per hour, a 2.9% increase from the
current contract rate, and
WHEREAS, the IURA staff is highly satisfied with the quality of legal services provided by
Ruswick, and
IURA Minutes
February 28, 2013
Page 14 of 21
WHEREAS, the 2013 IURA budget recommended a total authorized contract amount of
$22,500 for legal services, and
WHEREAS, at their meeting of March 15, 2013, the Governance Committee reviewed this
matter and recommends the following; now, therefore, be it
RESOLVED, that IURA Chair is hereby authorized, upon review of IURA legal counsel, to
execute a contract extension for independent contractor legal services with Richard P.
Ruswick, Attorney at Law, at a maximum hourly rate of $175 per hour with the total amount
not to exceed $5,000, and be it further
RESOLVED, that the source of such funds for legal services shall be derived from a variety of
funding sources, including, but not limited to, CDBG and HOME funds, and expenses shall be
billed to the appropriate source of funds for which the services were performed.
Carried Unanimously 4‐0
3. Community Development Consulting Services, H. Sicherman & Co., Inc.
Rosario moved, seconded by Farrell:
2013 Procurement of Independent Consultant Services, H. Sicherman & Co., Inc.
WHEREAS, the contract for independent professional consulting services with H. Sicherman &
Co., Inc. (Sicherman) expires on February 29, 2013, and
WHEREAS, in accordance with IURA procurement policy and regulations contained in 24 CFR
§85.36, the IURA selected Sicherman through a Request for Proposals (RFP) selection process in
2012 to provide technical assistance for development, administration and implementation of the
IURA community development program, including loan underwriting, and
WHEREAS, whereas per applicable procurement regulations, a contractor selected through an
initial competitive selection process may be renewed for up to three additional one‐year terms
without undertaking a new competitive selection process, and
WHEREAS, a proposed 2013 contract would constitute the first one‐year extension of the base
independent consultant contract, and
WHEREAS, Sicherman submitted a proposal on January 25, 2013 to continue providing
community development consulting services to the IURA at a maximum billing rate of $154 per
hour, a 3.3% increase from the current contract rate, and
WHEREAS, loan underwriting services of Mr. Richard Rickli of Sicherman are offered at a rate of
$118 per hour, and
IURA Minutes
February 28, 2013
Page 15 of 21
WHEREAS, the IURA staff s highly satisfied with the quality of services provided by Sicherman,
and
WHEREAS, the 2013 IURA budget recommended a total authorized contract amount of $13,000
for community development consulting services, and
WHEREAS, at their meeting of February 15, 2013, the Governance Committee reviewed this
matter and recommends the following; now, therefore, be it
RESOLVED, that IURA Chair is hereby authorized, upon review of IURA legal counsel, to execute a
contract extension for independent contractor community development services with H.
Sicherman & Co., Inc. at a maximum hourly rate of $154 per hour with the total amount not to
exceed $13,000, and be it further
RESOLVED, that the source of such funds for legal services shall be derived from a variety of
funding sources, including, but not limited to, CDBG and HOME funds, and expenses shall be
billed to the appropriate source of funds for which the services were performed.
Carried Unanimously 4‐0
4. Minute‐Taking Services, Charles Pyott
Rosario moved, seconded by Farrell:
2013 Procurement of Independent Minute‐Taking Services, Charles Pyott
WHEREAS, Mr. Charles Pyott has been providing the IURA with minute taking services to the IURA
as an independent contractor since July 8, 2011, and
WHEREAS, the annual contract for his services expires on February 28, 2013, and
WHEREAS, Pyott has submitted a proposal to continue to provide minute‐taking services at a rate
of $17.71 per hour, a 3% increase from 2012 rates, and
WHEREAS, the IURA staff is highly satisfied with Pyott’s performance, and
WHEREAS, the 2013 IURA budget recommends an authorized amount of $5,000 for minute taking
services, and
WHEREAS, at their February 15, 2013 meeting the Governance Committee considered this matter
and recommended the following; now, therefore, be it
IURA Minutes
February 28, 2013
Page 16 of 21
RESOLVED, that the IURA Chairperson is hereby authorized, upon review of IURA legal counsel, to
execute a one‐year contract extension for independent contractor minute‐taking services with
Charles Pyott at a rate of $17.71 per hour with the total amount not to exceed $5,000, and be it
further
RESOLVED, that the source of such funds shall be derived from non‐CDBG funds.
Carried Unanimously 4‐0
D. Public Authorities Accountability Law (PAAL) ― Annual Review of Board of Directors Self
Evaluation
Rosario thanked the Board members for their evaluations. He indicated that the GC discussed them
and produced some initial assessments and potential next steps. GC members believed it is terrific
that most of the core evaluation criteria were so highly rated.
Rosario noted there were just a few criteria, which seemed to be slight outliers. One of these, for
example, revolved around a shared sense of knowledge in certain subject areas, which is something
that could perhaps be addressed by New York State Authority Budget Office (ABO) training
webinars. Rosario remarked that the survey is a flawed tool, which the IURA may want to consider
improving upon.
Rosario indicated it was also the sense of the committee that some kind of group training session or
retreat would be helpful. Myrick noted that he thinks that is a good idea and instructed Rosario to
explore it further with the GC. Rosario agreed.
E. Review of IURA Financials, January 2013
Rosario reported that the financials are generally in good shape. Bohn added that there were a
couple of loans listed in the report that were originally past due. Since the report was generated,
staff has contacted the delinquent parties. Bandwagon Brew Pub made its payment and the Argos
Inn made half a payment, with a second one to following within the month. Rosario reported that
the lease payments are current.
F. Committee Chairperson Report
None.
VII. Economic Development Committee (EDC)
A. HUD Entitlement Grant, Contract Extension & Modification for JobsBuild Training Program
(#15, CDBG 2011)
On behalf of the EDC, Bohn reported that the IURA received a request for a contract extension for
the Tompkins Community Action (TCA) jobs training program. He explained that the $30,000
project was designed to provide a stipend for full‐time job training for three young adults.
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February 28, 2013
Page 17 of 21
Designed to provide training in either weatherization or early childhood development, the program
has not worked out as planned (there have been a considerable number of drop‐outs and
incompletes). TCA is now seeking a one‐year extension of the program, focusing exclusively on the
early childhood development portion of the program. Bohn noted that the EDC reviewed the
request and recommended only funding the two participants currently enrolled in the program, but
not fund any new participants. The $10,000 that would be saved would be reprogrammed back into
the 2013 funding pool.
Myrick moved, seconded by Graham:
Contract Extension and Modification for Jobs Build Training Program (#15, CDBG 2011)
WHEREAS, The 2011 Action Plan included $30,000 for Tompkins Community Action’s (TCA’s) Jobs
Build program to provide stipends for at least 3 trainees to complete a year‐long job training
program in either weatherization or early childhood education, including attainment of several
certifications and credentials, and
WHEREAS, despite persistent efforts, the weatherization track has not proven to be a successful
venue to train and retain entry level workers with significant barriers to employment, and
WHEREAS, the early childcare track has also not met expectations but it is projected to complete
training of two workers to attain unsupported employment by September 30, 2013, and
WHEREAS, the program schedule has expired and TCA requests a contract extension to deliver
the program, and
WHEREAS, in a meeting on January 17, 2013 between IURA staff member Sue Kittel and
Tompkins Community Action’s Deputy Director Carrie Berman, TCA requested a modification to
their agreement to focus solely on the early education track and eliminate the weatherization
employment track and extend the time frame to complete performance to September 30, 2013,
and
WHEREAS, the Economic Development Committee considered this matter at their February 12,
2013 meeting and recommends extending the program schedule to allow the two existing
participants to complete training and discontinue further funding for a third participant, and
WHEREAS, the Economic Development Committee recommends the following contract
modifications; now, therefore, be it
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February 28, 2013
Page 18 of 21
RESOLVED, that the IURA hereby authorizes the following contract modifications to the TCA Jobs
Build Training program contract (#15, 2011 CDBG):
1. Extend the contract completion date to September 30, 2013;
2. Authorize a program modification to focus job training solely on the early education
employment field;
3. Reduce the program outcome from 3 to 2 low/mod income youth (ages 18‐25) trainees
completing JobsBuild training, including supervised work experience, and attainment of
certifications & credential as identified in the TCA program design;
4. Reduce maximum CDBG remuneration to TCA from $30,000 to $20,000;
5. Reduce match funding requirements by one‐third, and be it further
RESOLVED, that the 2011 Action Plan be amended to recognize this resolution, and be it further
RESOLVED, that the $10,000 of CDBG funds no longer committed to the JobsBuild Training
program be made available for allocation in the 2013 Action Plan, and be it further,
RESOLVED, that the IURA Chairperson, subject to review by legal counsel, is authorized to
execute all necessary documents to implement this resolution.
Carried Unanimously 4‐0
B. Community Lending, Proposed Modification to Loan to Cayuga Green, LLC for “Urban
Outfitters” Project (PB‐LF #1)
Although the Urban Outfitters loan is current, Bohn reported that an issue has arisen with the HUD
reporting requirements associated with the project. HUD requires complete total job creation and
number of jobs held by low/mod income persons, which were included as a requirement in the
IURA loan agreement with the developer. Urban Outfitters, however, is only agreeing to release a
very limited amount of its staffing and payroll information. IURA staff is currently trying to resolve
the situation. To date, only total job creation data is available. Without proof that at least 51% of
jobs created are filled by low/mod income persons, the project is ineligible for CDBG funding. The
recommendation of the EDC was to explore substituting non‐CDBG (e.g., UDAG) funds at 4%
interest rate for the CDBG loan funds since they do not have the low‐moderate income job
requirement.
Graham asked if there are any options if the borrower declines. Bohn replied that would trigger a
default of the loan term.
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February 28, 2013
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Myrick moved, seconded by Rosario:
Authorize Modification to Loan to Cayuga Green, LLC (#1 PB‐LF)
WHEREAS, on November 6, 2009, the IURA issued a $100,000 loan to Cayuga Green LLC through
the Priority Business Loan Program to establish an approximately 7,500 square foot retail store to
be occupied by Urban Outfitters at 131‐135 E. Green Street, and
WHEREAS the loan was projected to create at least 10 FTE jobs, of which at least 51% were
required to be filled by low‐ and moderate‐income persons, thereby satisfying CDBG eligibility
requirements, and
WHEREAS, the 10‐year loan carries an interest rate of 3%, and
WHEREAS, the borrower is current on the loan, which has an outstanding principal balance of
$71,753.10 as of January 31, 2013, and
WHEREAS, the loan was provided to the landlord of the retailer who was creating new jobs, and
WHEREAS, the borrower has been unable to gain documentation of low/mod income job
creation from their tenant, and has not submitted required job reporting to the IURA
demonstrating compliance with loan terms, and is in default of loan requirements, and
WHEREAS, HUD has flagged this activity for possible non‐compliance as the IURA has not
reported job reporting data on the Integrated Disbursement & Information System (IDIS), and
WHEREAS, the IURA has received third‐party documentation that at least 10 FTE jobs have been
created by this project, but has not received documentation that at least 51% of the jobs created
are held by low‐ and moderate‐income persons as required by CDBG regulations, and
WHEREAS, per UDAG close‐out agreement, UDAG program income shall be considered
Miscellaneous Revenue and shall not be governed by 24 CFR 570 but shall be used only for
activities eligible under Title 1 of the Housing and Community Development Act of 1974, as
amended, which does not require a low/mod income benefit test, and
WHEREAS, the loan activity, without further documentation, is an eligible use of Urban
Development Action Grant (UDAG) repayments that are administered by the IURA, and
WHEREAS, the balance of UDAG repayments administered by the IURA is $148,408.89 as of
January 31, 2013, and
WHEREAS, the Economic Development Committee reviewed this matter at their February 12,
2013 meeting and recommended the following, now, therefore, be it
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February 28, 2013
Page 20 of 21
RESOLVED, that the IURA hereby authorizes substitution of CDBG funds loaned to Cayuga Green
LLC for the Urban Outfitter loan (PB‐LF #1) with up to $71,753.10 of UDAG repayment funds for
the PB‐LF #1 loan activity, subject to a loan modification to increase the interest rate from 3% to
4% and that all legal fees to modify the loan be paid by the borrower, and be it further
RESOLVED, that substituted CDBG loan funds be repaid to the City CDBG program by depositing
said funds in the Community Development Revolving Loan Fund account to be available for
future loans, and be it further
RESOLVED, that the IURA Chairperson, subject to review by legal counsel, is authorized to
execute all necessary documents to implement this resolution.
Carried Unanimously 4‐0
C. Committee Report
Program Design for Downtown Retail Corridor Support Program (Project #9, CDBG 2012)
Bohn noted that the committee reviewed the program design for the program and provided some
recommendations, which Bohn will convey back to the sponsor and ask them to respond to them,
before the IURA proceeds with creating the funding agreement.
Ithaca Commons Loan Program to Assist Businesses Impacted by Commons Repair & Upgrade
Project
The EDC also looked at a proposal for a Commons business loan assistance proposal, to provide
businesses that may be negatively impacted by the Commons redesign project construction. The
EDC liked the basic concept and encouraged the program sponsor to move forward with its
proposal.
VIII. Other New/Old Business
A. IURA Chairperson Report – None.
B. Common Council Liaison Report – None.
C. Staff Report
• Bohn noted that, at the last IURA meeting, IURA staff was authorized to go forward and order
financial audit reports from the City’s auditor, for subsequent submission to the state. That has
now been done. The 2012 audit has been completed and the 2011 draft audit was just received,
so IURA staff will be submitting those reports to the ABO.
• Bohn also reported that the City‐IURA agreement governing administration of HUD CPD funds
awarded to the City (CDBG & HOME) has now been executed and submitted to HUD.
• Bohn noted that Farrell had asked at the last meeting about homeless shelter utilization. He
distributed utilization data maintained by the Tompkins County Dept. of Social Services.
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February 28, 2013
Page 21 of 21
D. Next Meeting Dates: March 21, 2013 (Public Hearing #1) & March 28, 2013 (Public Hearing #2)
IX. Motion to Adjourn ‐ The meeting was adjourned by consensus at 9:52 A.M.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.