HomeMy WebLinkAboutMN-IURA-2013-01-24Approved: 2/28/13
Ithaca
Urban
Renewal
Agency
108 East Green Street
Ithaca, New York 14850
(607) 274-6559
(607) 274-6558 (fax) ax)
MINUTESMINUTES
ITHACA URBAN RENEWAL AGENCY
Common Council Chambers, City Hall
8:30 A.M., Thursday, January 24, 2013
Members: Chair Svante Myrick, Karl Graham, Eric Rosario, Tracy Farrell
Excused: None
Others: Chris Proulx (Common Council Liaison)
Staff: Nels Bohn, JoAnn Cornish, Sue Kittel, Charles Pyott
Guests: None
Public: None
I. Call to Order
Chair Myrick called the meeting to order at 8:31 A.M.
II. Agenda Additions/Deletions
None.
III. Review of Draft Meeting Minutes: December 20, 2012 & January 11, 2013 (Special Meeting)
Farrell moved, seconded by Rosario, to approve the December 20, 2012 and January 11, 2013
(Special Meeting) minutes, with one modification.
Carried Unanimously 4‐0
IV. Governance Committee (GC)
A. IURA Strategic Planning in Response to Projected Future Funding Reductions for HUD
Entitlement Grants
Rosario reported that the committee has been working on drafting the strategic plan, in anticipation
of likely future Federal funding reductions. The committee will present the draft of the plan at the
next IURA meeting.
IURA Minutes
January 24, 2013
Page 2 of 13
B. Response to Delinquent 2011 City Financial Reporting
Rosario reported that the committee originally anticipated the audit being ready for Common
Council action in January 2013; however, it now appears it will not be complete until at least
February 2013, for subsequent Common Council action in March 2013.
Rosario noted the IURA received an official warning from the New York State Authorities Budget
Office (ABO) that the IURA remains delinquent in filing the required financial reports. As a result,
the committee drafted a resolution to address the issue and underscore the potential consequences
of the situation, if left unresolved (e.g., official public censure of the IURA Board, recommendation
that IURA directors/management be removed, etc.)
Rosario noted that the City auditor recommended satisfying the ABO portion of the IURA’s financial
reporting requirements by preparing financial statements which only cover the City’s “Special Grant
Fund,” that covers IURA finances, at a cost of approximately $1,500. (This would not, however,
satisfy HUD’s financial reporting requirements).
Myrick asked how frequently the ABO goes so far as to actually terminate state urban renewal
agencies. Bohn replied that he knows, for example, that the ABO action led to the termination of a
small number of agencies in 2012. Myrick asked how delinquent those agencies had been. Bohn
responded that they were extraordinarily delinquent, in most or all areas of operation, as far as he
is aware ― however, Bohn stressed, the most immediate IURA concern is the risk of HUD freezing
the IURA’s ability to draw down CDBG funds.
Rosario asked if the incoming City Chief of Staff would be able to facilitate or expedite the whole
process, in any way. Myrick replied, yes, at least to the extent she/he should be able to alleviate
some of the City Controller’s budget‐related workload.
Rosario reiterated his concern that the whole issue will have critical fiscal health implications for
both the IURA and the City.
Proulx agreed, observing that the City Controller’s Office is charged with managing a $62M budget
with only two accountant‐level staff persons at its disposal, which may simply not be realistic.
Common Council may have to seriously consider adding another accountant‐level staff person in the
Controller’s Office.
Farrell noted she would like to know if making the IURA’s own staff accountant available to the City
might help facilitate the process. Bohn replied the City had, in fact, already allocated $30,000 for
the use of the IURA accountant, but more than half that amount remains unused.
Myrick noted that it sounds like a management‐level discussion needs to take place between the
Controller’s Office and IURA staff.
IURA Minutes
January 24, 2013
Page 3 of 13
Rosario moved, seconded by Farrell:
Response to Delinquent 2011 City Financial Reporting
WHEREAS, on January 15, 2013, the City of Ithaca was informed that the City audit for FY 2011,
which includes HUD funds administered by the IURA, was not submitted by the September 30,
2012 deadline as required by OMB Circular A‐122, and
WHEREAS, on January 16, 2013, the IURA received an official warning from the New York State
Authorities Budget Office (ABO) that the IURA was delinquent in filing required financial reports
due by March 30, 2012, and
WHEREAS, the majority of funds administered by the IURA are grant funds awarded to the City of
Ithaca, so IURA finances are properly audited as a component of the consolidated financial
statement of the City of Ithaca, and
WHEREAS, the IURA relies on the annual City of Ithaca financial audit to meet financial reporting
requirements of HUD and the ABO, and
WHEREAS, noncompliance with HUD submission requirements for financial reporting significantly
increases the probability that the IURA will be monitored by HUD, which monitoring requires
significant staff resources that could be deployed more effectively, and failure to correct this
delinquency could imperil the ability to draw down federal funds and future grant awards, and
WHEREAS, noncompliance with ABO submission requirements for financial reporting could lead
to additional ABO enforcement actions, including an official public censure of the Agency board,
a recommendation that the directors of the authority and its management be removed, or the
issuance of a subpoena to produce the required reports, and
WHEREAS, the City of Ithaca audits have not satisfied the HUD submission deadline since at least
2004 and the FY 2011 audit is projected to be completed in February for Common Council
approval in March, six months after the HUD submission deadline, and
WHEREAS, given the City’s historic record of late financial reporting, the IURA Governance
Committee concludes that the FY 2012 financial audit will not be submitted on a timely basis, and
WHEREAS, the City auditor, Ciaschi, Dietershagen, Little, & Mickelson (CDLM), suggests that it
would be possible for them to satisfy ABO financial reporting requirements by preparing financial
statements for only the “Special Grant Fund” of the City that cover IURA finances, at a cost of
approximately $1,500, and
WHEREAS, such financial statement could satisfy ABO financial reporting submission
requirements, but would not satisfy HUD financial reporting submission requirements, but could
demonstrate good faith reporting to HUD on grant funds, and
IURA Minutes
January 24, 2013
Page 4 of 13
WHEREAS, the IURA Governance Committee discussed this matter at their January 18, 2013
meeting and recommended the following; now, therefore, be it
RESOLVED, that the IURA hereby authorizes procuring professional audit services to prepare
financial statements for the City’s Special Grant Fund to satisfy ABO financial reporting
requirements of the IURA for FY 2011 and FY 2012 at a total cost not to exceed $3,400, and be it
further
RESOLVED, that the IURA hereby requests the Mayor to authorize City payment of the costs for
preparation of FY 2011 financial statement for the Special Grant Fund required due to delinquent
filing of the City’s 2011 financial audit, and be it further
RESOLVED, that the IURA Chairperson, subject to review by IURA legal counsel, is authorized to
execute any agreements to implement this resolution, and be it further
RESOLVED, that the cost of such financial reporting shall be derived from non‐CDBG funds.
Carried Unanimously 4‐0
C. Review of IURA Financials, December 2012
Rosario reported that IURA financials are in good shape, including the consistently good spend‐
down ratio. The Perfect Screen Printers lease payment continues to lag slightly, which is not
unusual.
Farrell inquired into the status of CD‐RLF loan recipient, Argos Inn. Bohn replied the owner has
indicated the inn would open in Spring 2013. Bohn noted the project has been significantly over
budget, which likely delayed its progress; however, the tax credit portion of its funding will become
available once the business opens and should make up for the cost overrun.
D. Committee Chairperson Report
None.
V. Neighborhood Investment Committee (NIC)
A. Authorize Disposition Process for IURA‐Held Surplus Properties Intended for Residential
Farrell remarked that the proposed resolution describes the committee’s recommended process for
disposing of IURA‐held surplus properties, including a detailed sponsor information packet. She
noted that Sue Kittel would issue the RFP in late February 2013 and the NIC would review the
responses in April 2013.
IURA Minutes
January 24, 2013
Page 5 of 13
Farrell moved, seconded by Rosario:
Authorize Disposition Process for IURA‐Held Properties at 203 Third St.,
213‐215 W. Spencer Rd., 402 S. Cayuga St., & 701 Cliff St.
Whereas, the Ithaca Urban Renewal Agency holds, or will soon hold, parcels at 203 Third,
213‐215 W. Spencer, 402 S. Cayuga, and 701 Cliff Streets, and
Whereas, these properties have all been, or will be, transferred from the City to the IURA so that
these parcels may be returned to housing use, and
Whereas, the Neighborhood Investment (NI) Committee has developed a recommended process
for disposing of properties, including a sponsor information packet, and
Whereas, IURA legal counsel has completed review of sponsor information packet, and
Whereas, the sponsor information packet describes the process and which includes advertising of
requirements, designation of an Eligible and Qualified Sponsor (necessary for the disposition
process), and a 90‐day negotiation period after designation for the selected entity to reach the
stage where it could be ready for approval by the IURA and the Common Council, and
Whereas, the NI Committee proposes that it be delegated the authority to select an eligible and
qualified sponsor and to conduct the negotiations, and
Whereas, if the IURA agrees, a proposal for development of each parcel, in its final form, would
be forwarded to the IURA and then the Common Council for final approval before the properties
can be transferred to new owners, and
Whereas, the recommended process is intended to minimize the length of time the process
takes, eliminating the need for two separate actions of the IURA during the selection and
development stage; now, therefore, be it
RESOLVED, that the IURA hereby authorizes staff to issue a request for proposals and sponsor
information packet to seek proposals to purchase and develop surplus parcels located at 203
Third Street, 213‐215 W. Spencer Road, 402 S. Cayuga Street and 701 Cliff Streets to meet IURA
and Common Council goals for property redevelopment, and
RESOLVED, that the IURA hereby delegates authority to the NI Committee to conduct preliminary
review of responses, designate eligible and qualified sponsors in accordance with section 507 of
General Municipal Law, and authorize the IURA Chair to enter into exclusive negotiation
agreements with sponsors, subject to review by IURA legal counsel, and be it further
IURA Minutes
January 24, 2013
Page 6 of 13
RESOLVED, that the IURA also delegates authority to the NI Committee to negotiate with the
selected sponsors to develop proposed disposition agreements to be considered for approval by
the IURA and Common Council.
Carried Unanimously 4‐0
SPONSOR INFORMATION PACKET
DISPOSITION OF SURPLUS PROPERTY
203 Third Street
213-215 West Spencer Street
402 South Cayuga Street
701 Cliff Street
Ithaca, NY 14850
Ithaca
Urban
Renewal
Agency
108 East Green Street
Ithaca, New York 14850
(607) 274-6559
DATE, 2013
[Page 1 of 6]
IURA Minutes
January 24, 2013
Page 7 of 13
Dear Potential Sponsor:
At their May 2, 2012 meeting, the Ithaca Common Council authorized the transfer of
several City-acquired properties to the Ithaca Urban Renewal Agency (IURA) so that
these parcels could be put back into good use serving Ithaca’s residents. The IURA is
now seeking buyers to develop the vacant residential sites at 203 Third Street, 213-215
West Spencer Street, 402 South Cayuga Street and 701 Cliff Street.
Under Urban Renewal law, those interested in buying property are called “sponsors.”
Therefore, the enclosed materials are referred to as the Sponsor Information Packet,
which is intended as a guide to all the steps required for submitting a proposal to
purchase a property. The decision-making process is also detailed here. We hope it
provides the information you need to develop a plan to purchase and build on these sites.
If you have any questions as you consider developing a proposal, please contact:
Sue Kittel, Deputy Director of Community Development
Ithaca Urban Renewal Agency
108 East Green Street
Ithaca, NY 14850
(607) 274-6553
[Page 2 of 6]
IURA Minutes
January 24, 2013
Page 8 of 13
The Properties
At this time, three properties are being offered by the Ithaca Urban Renewal Agency. A fourth
property, located in the Cherry Street Industrial Park is being offered through a separate process.
That property is intended for commercial development. Information on the Cherry Street
property can be obtained by contacting the Ithaca Urban Renewal Agency.
The three residential properties and the requirements attached to them are listed below:
Property Address Requirements Basic information
203 Third Street**
- Fully taxable owner-occupied
housing.
Zone: R2-b
Lot Size: 37.5’ x 76’
Note: This parcel does not meet
the minimum lot size and will
require a zoning variance.
Information about obtaining a
variance is available from the
City of Ithaca Building
Department at (607) 274-6508.
213-215 West Spencer
Street
-Fully taxable housing.
-Architecturally compatible multi-
unit residential development,
including affordable housing if
feasible.
Zone: R3-b
Lot Size: approx. 20,660 SF
402 South Cayuga
Street
-Fully taxable housing.
Zone: R3-b
Lot Size: 94’ x 86’
Note: An existing right of way
cuts through the property and
should be considered in
preparing a proposal.
701 Cliff Street** - multi-unit residential development
(which includes a duplex)
-fully taxable housing
Zone: R3-a
Lot Size: 87’ x 144’
Note: existing 1860’s 3-
bedroom house on the lot.
Potential buyers responsible
for informing themselves on
condition. Property can been
seen by appointment by
calling (607) 274-6553.
** This property was acquired by the City of Ithaca through tax foreclosure in (YEAR).
Check with your attorney about the implications for title and title insurance.
[Page 3 of 6]
IURA Minutes
January
24, 2013
Page 9 of 13
The Process
All proposals are due by TIME/DATE. Submissions will be checked for completeness by
IURA staff. Complete applications will be forwarded to the Neighborhood Investment (NI)
Committee of the IURA. The NI Committee will score proposals based on the selection criteria
listed below.
Acting on the NI recommendation is a two-phased process. Both the IURA and the City of
Ithaca need to approve the sponsor selection.
Property Disposition Process
Projects satisfying the
contingencies of the
NI Committee will be
reviewed and voted
on at the IURA
meeting on DATE.
Proposals Reviewed
and Ranked by the NI
Committee on
DATE
The NI Committee
will develop a list of
requirements which
will include proof of
financing,
development of
elevation drawings
and site lay-outs and
a description of
building materials to
be used. Essential
approvals will also be
identified, including
site plan review,
where required.
Transfer of property to
the Project Sponsor.
90-day Exclusive
Negotiation
Agreement signed
with the selected
project sponsor for
each property
allowing the sponsor
to finalize required
elements.
Public Hearing at the
City Planning and
Development
Committee on DATE.
Final approval by the
Common Council on
DATE.
All dates are subject to change. The
IURA retains the right to amend the
process and to reject any and all
project proposals.
[Page 4 of 6]
IURA Minutes
January 24, 2013
Page 10 of 13
Selection Criteria
Materials submitted will be assessed and ranked by the Neighborhood Investment Committee of
the Ithaca Urban Renewal Agency. Proposals will be evaluated as follows:
Scoring
50% Community benefits of the project:
1. Extent to which the physical design of the project is thoughtful, innovative and
attractive architecturally.
2. Prudent use of the site and the relation of new structures to the surrounding
neighborhood.
3. Extent to which the new housing provides accessible, adaptable or visitable units.
4. Quality and durability of building materials selected.
5. Extent to which the project promotes sustainability through the use of green building
practices, sustainable technology, and quality design.
6. Other community benefits
30% Qualifications and experience of sponsor /development team to undertake and complete
the project in a timely manner:
1. Capacity, qualifications and demonstrated experience of sponsor/development team,
including architect.
2. Previous record of performance
3. Demonstration of capacity to complete the project in a timely manner
4. Financial capacity & reasonableness of financing plan
5. Applicant’s record of being current on taxes, free of financial interest in properties
with violations of zoning or building code, and a responsible landlord, if applicable.
20% Economic benefits of the project:
1. Purchase Price
2. Generation of future property tax revenues
3. Other economic benefits
INSPECTIONS
All properties are vacant lots. All interested parties are free to visit the sites at their own
convenience and are encouraged to examine any other publicly available records regarding the
property during normal business hours.
[Page 5 of 6]
IURA Minutes
January 24, 2013
Page 11 of 13
TERMS OF PURCHASE
Upon selection by the IURA and the Common Council, the designee will be given exclusive
rights to negotiate with the Ithaca Urban Renewal Agency for ninety (90) days to develop the
necessary plans and materials to complete the process. During the 90 day period, the applicant
must develop acceptable design drawings for the future residence and finalize the finance plan
for the purchase and construction.
Terms of the sale will be subject to the inclusion of performance requirements stipulating
initiation of the work within 180 days of signing a purchase agreement with the IURA and
completion of the work within 24 months after closing, along with reversion language for non-
performance.
The property will be conveyed in “as-is” condition.
The IURA intends to convey title to the property by warranty deed. Should title issues preclude
conveyance by warranty deed the IURA will explore other options with the successful
applicant’s attorney with the goal of completing the transfer.
FORM OF THE PROPOSAL
In preparing a proposal to purchase the parcel, the sponsors should give primary consideration
to how the proposal meets the criteria listed above. The proposal must clearly state the
proposed purchase price and any contingencies to be included in a purchase agreement. The
attached Sponsor Information Form must be completed and included in any proposal submitted.
SPONSOR PROPOSAL DEADLINE
Submission of five (5) copies of proposals to the Ithaca Urban Renewal Agency’s offer to sell
these properties must be received by mail or by hand no later than [DATE] to be considered.
All responses should be submitted in a sealed envelope clearly labeled “Proposal for Purchase of
“, with the property address listed. No extension of this deadline will be offered.
Submissions should be delivered to the Ithaca Urban Renewal Agency. The IURA’s offices are
on the third floor of City Hall at 108 East Green Street, Ithaca, NY. Mailed responses should be
sent to the following address:
Sue Kittel, Deputy Director of Community Development
Ithaca Urban Renewal Agency
108 East Green Street
Ithaca, NY 14850
The City of Ithaca and the Ithaca Urban Renewal Agency reserve the right to reject any and all
proposals.
[Page 6 of 6]
IURA Minutes
January 24, 2013
Page 12 of 13
VI. Economic Development Committee (EDC)
No proposed actions or report.
VII. Other New/Old Business
A. IURA Chairperson Report
None.
B. Common Council Liaison Report
Proulx reported that the City Administration Committee unanimously supported the City/IURA
Agreement Clarifying Roles & Responsibilities for Administration of HUD Entitlement Grants.
C. Staff Report
1. 4‐Year Summary of HUD Entitlement Grant Action Plan Expenditures & Accomplishments
Kittel reported that staff created a 4‐year summary of HUD entitlement grant action plan
expenditures and accomplishments.
Farrell observed that the Public Facilities portion of total spending was a very big share of the
total (although much of that was no doubt due to the GIAC rehabilitation project).
Kittel remarked that the Public Facilities portion of total spending really needs to remain
relatively high. There is a 15% maximum cap on Public Facilities spending, so staff is always
looking for Public Facilities projects.
2. Other
Board Performance Evaluation Form
Bohn noted that the last sheet in the meeting packet, the Confidential Evaluation of Board
Performance, is required to be completed by the State’s Public Authorities Accountability Law
(PAAL). Once all IURA Board members have filled out the evaluations, the forms will be brought
back before the Governance Committee, which would examine the results and determine what,
if any, of the areas identified on the form represent areas of potential improvement for the
board.
Recent Program Income
Bohn reported that the IURA recently received program income associated with the sale of the
former Red Cross Emergency Shelter building ($30,000) and INHS’ repayment of its UDAG loan
balloon payment on the Henry St. John Building ($107,000).
IURA Minutes
January 24, 2013
Page 13 of 13
Bohn noted that the $30,000 from the sale of the former Red Cross Emergency Shelter building
had been earmarked for homeless housing. The plan is that the Rescue Mission would use it for
a homeless shelter for 10‐12 men (open by the end of February 2013).
Farrell inquired into the distinction between an SRO and a shelter. Kittel replied that SROs
(Single Room Occupancy rooms) are not funded with public funds. She added that the
Department of Social Services (DSS) will only pay for people to stay at an actual shelter (and
anyone sanctioned by DSS is no longer eligible).
Farrell asked how many people could be housed in the shelter that the IURA funded. Bohn
replied, 9 in the shelter portion and 16 in an SRO portion of the facility. Farrell asked if that ends
up helping as many people as were being helped before. Kittel replied it is difficult to tell; it
depends on the combination being used to maximize the use of beds. She noted the IURA
receives a monthly report through the Homeless Housing Task Force.
Farrell asked how long the average stay is. Kittel replied there is no time limit, but individuals are
required to take housing, if found.
Bohn observed that, when the IURA was receiving Federal stimulus funds, the city benefited from
a more proactive, preventative approach to the homeless issue. He noted, also, that the
homeless population is not stable; it varies considerably from one point in time to another.
Bohn concluded by noting that the other Program Income funds, from the INHS repayment of the
Henry St. John Building UDAG loan, would be eligible for CDBG uses.
D. Next meeting date: February 28, 2013
IX. Motion to Adjourn
The meeting was adjourned by consensus at 9:20 A.M.
— END —
Minutes prepared by C. Pyott, edited by N. Bohn.